A:

The maximum fine that can be assessed for a violation of the USA is what amount?

a. $3,000
b. $5, 000
c. $10,000
d. $20,000






The correct answer is "b". $5,000 is the maximum fine permitted for violations of the Uniform Securities Act.



RELATED FAQS

  1. How do I find a good personal bankruptcy lawyer?

    Read how to find a good personal bankruptcy lawyer, and learn how much you can expect to pay for services if you are considering ...
  2. What are unregistered securities or stocks?

    Before securities, like stocks, bonds and notes, can be offered for sale to the public, they first must be registered with ...
  3. How does FINRA differ from the SEC?

    With all the financial organizations out there, knowing what they all do can be as complicated as knowing where to invest. ...
  4. Are there regulations against monopolies?

    A monopoly occurs when a single company or group owns all or nearly all of the market for a particular type of product or ...
RELATED TERMS
  1. Mandatory Binding Arbitration

    A contract provision that requires the parties to resolve contract ...
  2. Mail Or Telephone Order Merchandise Rule

    A regulation that controls businesses that sell products over ...
  3. Contra Proferentem Rule

    A rule in contract law which states that any clause considered ...
  4. Cumis Counsel

    Legal counsel chosen by the insured when the insurer has a conflict ...
  5. TSA PreCheck

    This program allows travelers deemed low-risk by the Transportation ...
  6. Lilly Ledbetter Fair Pay Act

    A federal law designed to ensure equal pay for all workers, regardless ...

You May Also Like

Related Articles
  1. Investing

    Who's Banning Facebook Now?

  2. Investing

    Why Facebook is Banned in China

  3. Investing

    Is It The End Of The Mexican Telecom ...

  4. Mutual Funds & ETFs

    The Impact of the Janus Market Timing ...

  5. Economics

    The Economic Impact of Better US-Cuba ...

Trading Center