Frequently Asked Question

March 30 2010 | Filed Under » ,

The maximum fine that can be assessed for a violation of the USA is what amount?

The maximum fine that can be assessed for a violation of the USA is what amount?

a. $3,000
b. $5, 000
c. $10,000
d. $20,000


The correct answer is "b". $5,000 is the maximum fine permitted for violations of the Uniform Securities Act.
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