A:

A. regulates public resale of privately placed securities.

B.
regulates private placement of unregistered securities.

C. defines qualified institutional buyers.

D. exempts small issuers from registration requirements.

Correct Answer: A.

"B" and "C" refer to Rule 144A, while "D" refers to Reg A and Reg D.

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RELATED TERMS
  1. Regulation D - Reg D

    A Securities and Exchange Commission (SEC) regulation governing ...
  2. SEC Form D

    A filing with the Securities and Exchange Commission (SEC) required ...
  3. Placement

    The sale of securities to a small number of private investors ...
  4. Private Placement

    The sale of securities to a relatively small number of select ...
  5. Rule 144

    A Securities and Exchange Commission rule that sets the conditions ...
  6. Rule 144A

    A Securities & Exchange Commission rule modifying a two-year ...
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