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Financial Careers FAQs

  1. If I am looking to get an Investment Banking job. What education do employers prefer? MBA or CFA?

  2. An IA’s client has a primary goal of tax reduction and a secondary goal of current income. Which investment would be most appropriate?

  3. How quickly should my financial advisor sell a stock that I have asked him or her to sell for me?

  4. The de Minimis clause for investment advisers means:

  5. Your client has a net short-term gain of $3,000 and a net long-term loss of $8,000. Which of the following statements are true?

  6. Is an earnings surprise priced into the opening value by market makers or does the buyer/seller response drive the price?

  7. What is the difference between a buy-side analyst and a sell-side analyst?

  8. What is a typical day in the life of someone in M&A? How long does a project last?

  9. What is a rainmaker?

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Last Questions Asked:
  1.

    If I am looking to get an Investment Banking job. What education do employers prefer? MBA or CFA?

  2. An IA’s client has a primary goal of tax reduction and a secondary goal of current income. Which investment would be most appropriate?

  3. How quickly should my financial advisor sell a stock that I have asked him or her to sell for me?

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