Brokers (Order Types/Accounts/etc) Terms

  1. Full-Service Broker

  2. Ginzy Trading

  3. Give Up

  4. Global Investment Performance Standards - GIPS

  5. Good 'Til Canceled - GTC

  6. Good This Month - GTM

  7. Government Broker

  8. Half Commission Man

  9. Hard-To-Borrow List

  10. Head Trader

  11. House Call

  12. House Excess

  13. House Maintenance Requirement

  14. Immediate Or Cancel Order - IOC

  15. In Street Name

  16. Inactivity Fee

  17. Initial Margin

  18. Inter-Dealer Broker

  19. Intermarket Trading System - ITS

  20. Interpositioning

  21. Introducing Broker - IB

  22. Investment Advisor

  23. Investment Objective

  24. Joint Tenants in Common - JTIC

  25. Joint Tenants with Right of Survivorship - JTWROS

  26. Kill

  27. Limit Order

  28. Limit Order Book

  29. Limit Order Information System - LOIS

  30. Limited Discretionary Account

  31. Limited Power Of Attorney - LPOA

  32. Long Market Value

  33. Maintenance Margin

  34. Margin Debt

  35. Margin Loan Availability

  36. Market Maker

  37. Market Order

  38. Matching Orders

  39. Maximizer

  40. May Day

  41. Miami Stock Exchange

  42. Minimum Deposit

  43. Minimum Guaranteed Fill Order- MGF

  44. Minimum Investment

  45. Minimum Margin

  46. Minus Tick

  47. Muriel Siebert

  48. Must Be Filled - MBF

  49. National Best Bid and Offer - NBBO

  50. Nick Leeson

  51. Non-Client Order

  52. Non-Directed Order

  53. Non-Marginable Securities

  54. Non-Open Market

  55. Non-Registered Account (Canada)

  56. Odd Lot

  57. One-Cancels-the-Other Order - OCO

  58. One-Sided Market

  59. Open

  60. Open Order

  61. Open Rotation

  62. Order

  63. Order Book Official

  64. Order Driven Market

  65. Order Management System - OMS

  66. Order Splitting

  67. Outperform

  68. Pacific Exchange - PCX

  69. Pairing Off

  70. Paraplanning

  71. Parking

  72. Paying Agent

  73. Peer Perform

  74. Plus Tick

  75. Prime Brokerage

  76. Principal Orders

  77. Prop Shop

  78. Prudent Expert Act

  79. Prudent-Person Rule

  80. Qualified Institutional Buyer - QIB

  81. Quid Pro Quo

  82. Quote Driven Market

  83. Rainmaker

  84. Raintaker

  85. Rating

  86. Ratings Service

  87. Registered Investment Advisor - RIA

  88. Registered Options Principal - ROP

  89. Registered Representative - RR

  90. Regular-Way Trade - RW

  91. Risk-Based Haircut

  92. Round Lot

  93. Round Trip Transaction Costs

  94. Routing Transit Number - RTN

  95. Sales Meeting

  96. Securities Investor Protection Corporation - SIPC

  97. Securities Lending

  98. Securities Transfer Association Medallion Program - STAMP

  99. Sell Plus

  100. Sell Side

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