Laws and Regulations Terms

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  1. Consumer Financial Protection Bureau - CFPB

  2. Continuation Statement

  3. Contra Proferentem Rule

  4. Corporate Charter

  5. Corporate Financing Committee

  6. Covered Security

  7. Cumis Counsel

  8. Customer Relationship Management - CRM

  9. Deed

  10. Default Judgment

  11. Deficiency Letter

  12. De Jure Corporation

  13. Delaware Corporation

  14. Delayed Draw Term Loan

  15. Del Credere Agency

  16. Demand Guarantee

  17. Demand Letter

  18. Depository Institutions Act of 1982

  19. Depository Institutions Deregulation Committee – DIDC

  20. Deregulation

  21. Design Patent

  22. Dirks Test

  23. Disclosure

  24. Dividend Drag

  25. Division Of Enforcement

  26. Dodd-Frank Wall Street Reform and Consumer Protection Act

  27. Douglas Amendment

  28. Dual Banking System

  29. Durbin Amendment

  30. Duty

  31. Earnings Management

  32. Effective Date

  33. Electronic Benefit Transfer - EBT

  34. Electronic Blue Sheet - EBS

  35. Electronic Data Gathering, Analysis and Retrieval - EDGAR

  36. Electronic Funds Transfer Act

  37. Emergency Banking Act Of 1933

  38. Employer Identification Number - EIN

  39. Energy Resources Conservation Board - ERCB

  40. Engagement Letter

  41. Environmental Impact Statement

  42. Environmental Protection Agency (EPA)

  43. Equal Employment Opportunity Commission - EEOC

  44. Equitable Relief

  45. Erroneous Trade

  46. Escrow Agreement

  47. Estoppel

  48. European Best Bid And Offer - EBBO

  49. Excess Loans

  50. Exchange Fees

  51. Exculpatory Clause

  52. Exempt Transaction

  53. Facilitating Payment

  54. Fair Debt Collection Practices Act - FDCPA

  55. Fair Funds for Investors

  56. Federal Covered Advisor

  57. Federal Energy Regulatory Commission - FERC

  58. Federal Reserve Regulations

  59. Financial Action Task Force (FATF)

  60. Financial Industry Regulatory Authority - FINRA

  61. Financial Institutions Regulatory Act

  62. Financial Privacy

  63. Financial Responsibility Law

  64. Financial Services Modernization Act Of 1999

  65. FINRA BrokerCheck

  66. First To File Rule

  67. Floating Lien

  68. Food And Drug Administration - FDA

  69. Foreign Bank Supervision Enhancement Act - FBSEA

  70. Foreign Corrupt Practices Act

  71. Foreign Qualification

  72. Form 144

  73. Form 3

  74. Form 4

  75. Form 5

  76. Form T

  77. Full Disclosure

  78. Functional Regulation

  79. Glass-Steagall Act

  80. Green Card

  81. Guardian

  82. Handelsgesetzbuch - HGB

  83. Hell or High Water Contract

  84. Hold Harmless Clause

  85. Hospital Visitation Authorization

  86. Immediate Family

  87. Implied Authority

  88. Implied Contract Terms

  89. Incorporation

  90. Incorporeal Rights

  91. Insider

  92. Insider Buying

  93. Insider Information

  94. Insider Trading

  95. Insider Trading Act of 1988

  96. Insider Trading Sanctions Act Of 1984

  97. Insured Financial Institution

  98. International Banking Act of 1978

  99. International Organization Of Securities Commissions - IOSCO

  100. International Securities Exchange - ISE

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