Laws and Regulations Terms

  1. Evergreen

  2. Ex Works (EXW)

  3. Excess Loans

  4. Exculpatory Clause

  5. Exempt Transaction

  6. Express Warranty

  7. Fair Debt Collection Practices Act - FDCPA

  8. Fair Funds for Investors

  9. Federal Covered Advisor

  10. Federal Reserve Regulations

  11. Financial Institutions Regulatory Act

  12. Financial Privacy

  13. Financial Responsibility Law

  14. Financial Services Modernization Act Of 1999

  15. FINTRAC

  16. Food And Drug Administration - FDA

  17. Foreign Account Tax Compliance Act (FATCA)

  18. Foreign Corrupt Practices Act

  19. Full Disclosure

  20. Functional Regulation

  21. Global Financial Stability Report - GFSR

  22. Green Economics

  23. Guardian

  24. Handelsgesetzbuch - HGB

  25. Hell or High Water Contract

  26. Hold Harmless Clause

  27. Implied Contract

  28. Implied Contract Terms

  29. Inchoate

  30. Incorporeal Rights

  31. Industrialization

  32. Insider

  33. Insider Buying

  34. Insider Information

  35. International Organization Of Securities Commissions - IOSCO

  36. International Securities Exchange - ISE

  37. Intrastate Offering

  38. Investor Protection Act

  39. Joint And Several Liability

  40. Judgment

  41. Legal Rate Of Interest

  42. Legislative Overkill

  43. Letter Of Comment

  44. Letter Of Indemnity

  45. Libel

  46. Licensing Agreement

  47. Liquidated Damages

  48. Lisbon Treaty

  49. Listing Requirements

  50. Locked Market

  51. Locus Sigilli

  52. Market Capitalization Rule

  53. Market Performance Committee

  54. Markets In Financial Instruments Directive - MiFID

  55. Mechanic's Lien

  56. Meeting Of The Minds

  57. Memorandum of Understanding - MOU

  58. Minimum Wage

  59. National Market System Plan - NMSP

  60. National Treatment

  61. NCUA-Insured Institution

  62. Negotiable

  63. Non-Compete Agreement

  64. Non-Negotiable

  65. Non-Open Market

  66. Nonfeasance

  67. Notice Filing

  68. Novation

  69. Occupational Labor Mobility

  70. Office Of Foreign Asset Control - OFAC

  71. Official Strike

  72. Open-Market Transaction

  73. Options Backdating

  74. Options Clearing Corporation - OCC

  75. Oral Contract

  76. Order Protection Rule

  77. Organic Act of the Department of Labor

  78. Organisation for Economic Co-operation and Development - OECD

  79. Organisation of Eastern Caribbean States (OECS)

  80. Organized Labor

  81. Over-The-Counter Bulletin Board - OTCBB

  82. Patent Reexamination

  83. PATH Act

  84. Power of Attorney of Property

  85. Pre-Syndicate Bid

  86. Price Cap Regulation

  87. Property Rights

  88. Punitive Damages

  89. Qualified Institutional Buyer - QIB

  90. Quiet Title Action

  91. Rate Of Return Regulation

  92. Registered Investment Advisor - RIA

  93. Regulation 9

  94. Regulation A

  95. Regulation AA

  96. Regulation BB

  97. Regulation C

  98. Regulation CC

  99. Regulation DD

  100. Regulation E

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