Laws and Regulations Terms

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  1. Insider Trading Act of 1988

  2. Insider Trading Sanctions Act Of 1984

  3. Insured Financial Institution

  4. International Banking Act of 1978

  5. International Organization Of Securities Commissions - IOSCO

  6. International Securities Exchange - ISE

  7. Intrastate Offering

  8. Investment Advisers Act of 1940

  9. Investment Industry Regulatory Organization of Canada - IIROC

  10. Investor Protection Act

  11. IPO Lock-Up

  12. Islamic Financial Services Board - IFSB

  13. ISO 14000

  14. ISO 9000

  15. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  16. Joint And Several Liability

  17. Judgment

  18. Jumpstart Our Business Startups Act - JOBS

  19. Jurisdiction Risk

  20. Katie Couric Clause

  21. Large Trader

  22. Legal Lending Limit

  23. Legal Rate Of Interest

  24. Legend

  25. Legislative Overkill

  26. Letter Of Comment

  27. Letters Patent

  28. Libel

  29. Licensed For Reinsurance Only

  30. Lilly Ledbetter Fair Pay Act

  31. Lilly Ledbetter Fair Pay Act

  32. Limited Power Of Attorney - LPOA

  33. Liquidated Damages

  34. Listing Requirements

  35. Locked Market

  36. Loophole

  37. Loss Disallowance Rule - LDR

  38. Mail Or Telephone Order Merchandise Rule

  39. Maintenance Margin

  40. Malfeasance

  41. Mandatory Binding Arbitration

  42. Market Capitalization Rule

  43. Market Performance Committee

  44. Markets In Financial Instruments Directive - MiFID

  45. Master-Servant Rule

  46. Material Insider Information

  47. Mechanic's Lien

  48. Mineral Rights

  49. Minimum-Interest Rules

  50. Misappropriation Theory

  51. Multijurisdictional Disclosure System - MJDS

  52. National Association Of Securities Dealers - NASD

  53. National Market System Plan - NMSP

  54. National Treatment

  55. NCUA-Insured Institution

  56. Nevada Corporation

  57. No-Shop Clause

  58. Non-Covered Security

  59. Non-Disclosure Agreement - NDA

  60. Non-Negotiable

  61. Non-Open Market

  62. Non-Resident

  63. Nonfeasance

  64. Nonresident Alien

  65. Notice Filing

  66. Novation

  67. Occupational Safety And Health Act

  68. Office Of Thrift Supervision - OTS

  69. Oil Pollution Act Of 1990

  70. Ombudsman

  71. Ontario Securities Commission - OSC

  72. Open-Market Transaction

  73. Options Backdating

  74. Option Schedule

  75. Options Clearing Corporation - OCC

  76. Order Protection Rule

  77. Organic Act of the Department of Labor

  78. Over-The-Counter Bulletin Board - OTCBB

  79. Patent

  80. Patent Agent

  81. Patent Attorney

  82. Patent Pending

  83. Patent Reexamination

  84. PCI Compliance

  85. Periodic Payment Plan Certificate

  86. Plant Patent

  87. Poop

  88. Power Of Attorney

  89. Power of Attorney of Property

  90. Pre-Syndicate Bid

  91. Preliminary Prospectus

  92. Preparer Tax Identification Number - PTIN

  93. Price Cap Regulation

  94. Primary Exchange

  95. Principal-Agent Relationship

  96. Private Securities Litigation Reform Act – PSLRA

  97. Pro-Tanto

  98. Promissory Estoppel

  99. Provisional Patent Application

  100. Proxy Statement

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