Laws and Regulations Terms

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  1. Insider Buying

  2. Insider Information

  3. Insider Trading

  4. Insider Trading Act of 1988

  5. Insider Trading Sanctions Act Of 1984

  6. Insured Financial Institution

  7. International Banking Act of 1978

  8. International Organization Of Securities Commissions - IOSCO

  9. International Securities Exchange - ISE

  10. Intrastate Offering

  11. Investment Advisers Act of 1940

  12. Investment Industry Regulatory Organization of Canada - IIROC

  13. Investor Protection Act

  14. IPO Lock-Up

  15. Islamic Financial Services Board - IFSB

  16. ISO 14000

  17. ISO 9000

  18. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  19. Joint And Several Liability

  20. Judgment

  21. Jumpstart Our Business Startups Act - JOBS

  22. Jurisdiction Risk

  23. Katie Couric Clause

  24. Large Trader

  25. Legal Lending Limit

  26. Legal Rate Of Interest

  27. Legend

  28. Legislative Overkill

  29. Letter Of Comment

  30. Letters Patent

  31. Libel

  32. Licensed For Reinsurance Only

  33. Lilly Ledbetter Fair Pay Act

  34. Lilly Ledbetter Fair Pay Act

  35. Limited Power Of Attorney - LPOA

  36. Liquidated Damages

  37. Listing Requirements

  38. Locked Market

  39. Loophole

  40. Loss Disallowance Rule - LDR

  41. Mail Or Telephone Order Merchandise Rule

  42. Maintenance Margin

  43. Malfeasance

  44. Mandatory Binding Arbitration

  45. Market Capitalization Rule

  46. Market Performance Committee

  47. Markets In Financial Instruments Directive - MiFID

  48. Master-Servant Rule

  49. Material Insider Information

  50. Mechanic's Lien

  51. Mineral Rights

  52. Minimum-Interest Rules

  53. Misappropriation Theory

  54. Multijurisdictional Disclosure System - MJDS

  55. National Association Of Securities Dealers - NASD

  56. National Market System Plan - NMSP

  57. National Treatment

  58. NCUA-Insured Institution

  59. Nevada Corporation

  60. No-Shop Clause

  61. Non-Covered Security

  62. Non-Disclosure Agreement - NDA

  63. Non-Negotiable

  64. Non-Open Market

  65. Non-Resident

  66. Nonfeasance

  67. Nonresident Alien

  68. Notice Filing

  69. Novation

  70. Occupational Safety And Health Act

  71. Office Of Thrift Supervision - OTS

  72. Oil Pollution Act Of 1990

  73. Ombudsman

  74. Ontario Securities Commission - OSC

  75. Open-Market Transaction

  76. Options Backdating

  77. Option Schedule

  78. Options Clearing Corporation - OCC

  79. Order Protection Rule

  80. Organic Act of the Department of Labor

  81. Over-The-Counter Bulletin Board - OTCBB

  82. Patent

  83. Patent Agent

  84. Patent Attorney

  85. Patent Pending

  86. Patent Reexamination

  87. PCI Compliance

  88. Periodic Payment Plan Certificate

  89. Plant Patent

  90. Poop

  91. Power Of Attorney

  92. Power of Attorney of Property

  93. Pre-Syndicate Bid

  94. Preliminary Prospectus

  95. Preparer Tax Identification Number - PTIN

  96. Price Cap Regulation

  97. Primary Exchange

  98. Principal-Agent Relationship

  99. Private Securities Litigation Reform Act – PSLRA

  100. Pro-Tanto

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