Laws and Regulations Terms

  1. Regulation H

  2. Regulation I

  3. Regulation J

  4. Regulation K

  5. Regulation L

  6. Regulation M

  7. Regulation N

  8. Regulation NMS

  9. Regulation O

  10. Regulation P

  11. Regulation Q

  12. Regulation R

  13. Regulation SHO

  14. Regulation T - Reg T

  15. Regulation U

  16. Regulation V

  17. Regulation W

  18. Regulation X

  19. Regulation Y

  20. Regulation Z

  21. Regulatory Accounting Principles - RAP

  22. Regulatory Arbitrage

  23. Regulatory Capture

  24. Regulatory Risk

  25. Request For Proposal - RFP

  26. Requisitioned Property

  27. Rescission

  28. Resident Alien

  29. Respondeat Superior

  30. Restatement

  31. Restitution Payments

  32. Retired Securities

  33. Revenue Cap Regulation

  34. Revenue Regulation Fund

  35. Riba

  36. Right Of Egress

  37. Riskless Principal

  38. Rule 10b-18

  39. Rule 10b-5

  40. Rule 10b-6

  41. Rule 10b5-1

  42. Rule 144

  43. Rule 144A

  44. Rule 147

  45. Rules Of Fair Practice

  46. Running With The Land

  47. S-3 Filing

  48. S-8 Filing

  49. Sales And Purchase Agreement - SPA

  50. Schedule 13D

  51. Schedule 13E-4

  52. Schedule 13E-4F

  53. Schedule 13G

  54. Schedule 14D-9

  55. Schedule 14D-9F

  56. Schedule D

  57. Schedule TO-T

  58. SEC DEL AM Filing

  59. SEC Fee

  60. SEC Form 1

  61. SEC Form 1-A

  62. SEC Form 1-E

  63. SEC Form 1-N

  64. SEC Form 10

  65. SEC Form 10-12B

  66. SEC Form 10-12G

  67. SEC Form 10-C

  68. SEC Form 10-D

  69. SEC Form 10-K405

  70. SEC Form 10-KSB

  71. SEC Form 10-KSB405

  72. SEC Form 10-KT

  73. SEC Form 10-KT405

  74. SEC Form 10-Q

  75. SEC Form 10-QSB

  76. SEC Form 10-QT

  77. SEC Form 10-SB

  78. SEC Form 10SB12B

  79. SEC Form 11-K

  80. SEC Form 11-KT

  81. SEC Form 12b-25

  82. SEC Form 13F

  83. SEC Form 15

  84. SEC Form 15-12B

  85. SEC Form 15-12G

  86. SEC Form 15-15D

  87. SEC Form 15F

  88. SEC Form 17-H

  89. SEC Form 18

  90. SEC Form 18-12B

  91. SEC Form 18-12G

  92. SEC Form 18-K

  93. SEC Form 19b-4

  94. SEC Form 19b-4(e)

  95. SEC Form 19b-7

  96. SEC Form 2-A

  97. SEC Form 2-E

  98. SEC Form 20-F

  99. SEC Form 20FR12B

  100. SEC Form 20FR12G

Hot Definitions
  1. Benchmark Bond

    A bond that provides a standard against which the performance of other bonds can be measured. Government bonds are almost always used as benchmark bonds. Also referred to as "benchmark issue" or "bellwether issue".
  2. Market Capitalization

    The total dollar market value of all of a company's outstanding shares. Market capitalization is calculated by multiplying a company's shares outstanding by the current market price of one share. The investment community uses this figure to determine a company's size, as opposed to sales or total asset figures.
  3. Oil Reserves

    An estimate of the amount of crude oil located in a particular economic region. Oil reserves must have the potential of being extracted under current technological constraints. For example, if oil pools are located at unattainable depths, they would not be considered part of the nation's reserves.
  4. Joint Venture - JV

    A business arrangement in which two or more parties agree to pool their resources for the purpose of accomplishing a specific task. This task can be a new project or any other business activity. In a joint venture (JV), each of the participants is responsible for profits, losses and costs associated with it.
  5. Aggregate Risk

    The exposure of a bank, financial institution, or any type of major investor to foreign exchange contracts - both spot and forward - from a single counterparty or client. Aggregate risk in forex may also be defined as the total exposure of an entity to changes or fluctuations in currency rates.
  6. Organic Growth

    The growth rate that a company can achieve by increasing output and enhancing sales. This excludes any profits or growth acquired from takeovers, acquisitions or mergers. Takeovers, acquisitions and mergers do not bring about profits generated within the company, and are therefore not considered organic.
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