Laws and Regulations Terms

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  1. SEC Form PILOT

  2. SEC Form PRE 14A

  3. SEC Form PREC14A

  4. SEC Form PREC14C

  5. SEC Form PREM14A

  6. SEC Form PRER14A

  7. SEC Form PRES14A

  8. SEC Form PRRN14A

  9. SEC Form T-4

  10. SEC Form U-5S

  11. SEC Form X-15AJ-1

  12. SEC Form X-15AJ-2

  13. SEC MEF Filings

  14. SEC POS AM Filing

  15. SEC RW Filing

  16. SEC Form 1

  17. SEC Form 18-12G

  18. SEC Form 497

  19. SEC Form F-8

  20. SEC Form N-14

  21. SEC Form N-17D-1

  22. SEC Form N-17f-1

  23. SEC Form N-2

  24. SEC Form N-27F-1

  25. SEC Form N-3

  26. SEC Form N-30D

  27. SEC Form N-4

  28. SEC Form N-54A

  29. SEC Form N-6

  30. SEC Form N-6EI-1

  31. SEC Form N-6F

  32. SEC Form N-8B-2

  33. SEC Form N-8B-4

  34. SEC Form N-8F

  35. SEC Form U-9C-3

  36. SEC Form U-R-1

  37. SEC Form 424B1

  38. SEC Form 10-12G

  39. SEC Form 10-C

  40. SEC Form 10SB12B

  41. SEC Form 24F-2EL

  42. SEC Form 26

  43. SEC Form NSAR-A

  44. SEC Form NSAR-AT

  45. SEC Form NSAR-BT

  46. SEC Form NSAR-U

  47. SEC Form NT 11-K

  48. SEC Form PRE13E3

  49. SEC Form S-4EF

  50. SEC Form 424A

  51. SEC Form 424B2

  52. SEC Form 424B3

  53. SEC Form 424B4

  54. SEC Form 424B5

  55. SEC Form 425

  56. Market Capitalization Rule

  57. SEC Form S-3D

  58. SEC Form U-12-IA

  59. Central Registration Depository (CRD)

  60. Periodic Payment Plan Certificate

  61. SEC Form N-18f-1

  62. Investment Industry Regulatory Organization of Canada - IIROC

  63. SEC Form N-17f-2

  64. SEC Form N-23c-3

  65. SEC Form N-27D-1

  66. SEC Form N-27E-1

  67. SEC Form PRE 14C

  68. SEC Form PRER14C

  69. SEC Form TA-2

  70. SEC Schedule 13D

  71. SEC Schedule 13E-3

  72. SEC Form 20FR12B

  73. SEC Form 20FR12G

  74. SEC Form 24F-1

  75. SEC Form 24F-2NT

  76. SEC Form 8-A12B

  77. SEC Form U5B

  78. Bilateral Credit Limit

  79. Non-Open Market

  80. Qualified Domestic Relations Order - QDRO

  81. SEC Form 17-H

  82. SEC Form 35-CERT

  83. SEC Form AW

  84. SEC Form BD

  85. SEC Form BDW

  86. SEC Form CA-1

  87. SEC Form DEFA14C

  88. SEC Form DEFR14A

  89. SEC Form DEFR14C

  90. SEC Form DFAN14A

  91. SEC Form MSD

  92. SEC Form N-54C

  93. SEC Form N-CSR

  94. SEC Form N-PX

  95. SEC Form N-Q

  96. SEC Form N-SAR

  97. SEC Form NT 10-Q

  98. SEC Form TA-1

  99. SEC Form U5A

  100. SEC Form X-17A-5

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