Laws and Regulations Terms

  1. National Treatment

  2. Negotiable Bill Of Lading

  3. Net Lease

  4. New Alternative Transportation to Give Americans Solutions Act of 2011

  5. Non-Accredited Investor

  6. Non-Compete Agreement

  7. Non-Competition Agreement

  8. Non-Contestability Clause

  9. Non-Covered Security

  10. Non-Disclosure Agreement - NDA

  11. Non-Possessory Lien

  12. Nondisturbance Clause

  13. Nonfeasance

  14. Nonissuer Transaction

  15. Nonlegal Investment

  16. Nonprofit Organization

  17. Nonsegregated Disclosures

  18. North American Securities Administrators Association - NASAA

  19. Notarize

  20. Notice Filing

  21. Notice Of Termination

  22. Obligation

  23. Office Of The Comptroller Of The Currency - OCC

  24. Official Staff Commentary

  25. Official Strike

  26. Oil Pollution Act Of 1990

  27. One-Child Policy

  28. Onerous Contract

  29. Oral Contract

  30. Order Audit Trail System - OATS

  31. Organic Act of the Department of Labor

  32. Patent

  33. Patent Share

  34. Payable On Death - POD

  35. Pension Protection Act Of 2006 - PPA

  36. Pipeline Theory

  37. Portfolio Pumping

  38. Pour-Over Will

  39. Power Of Attorney

  40. Power of Attorney of Property

  41. Pre-Arranged Trading

  42. Predatory Pricing

  43. Price Rigging

  44. Primary Market

  45. Primary Regulator

  46. Principal-Agent Relationship

  47. Private Foundation

  48. Private Securities Litigation Reform Act – PSLRA

  49. Privatizing Profits And Socializing Losses

  50. Privileged Communication

  51. Privity

  52. Probate

  53. Probate Court

  54. Property Rights

  55. Provision

  56. Proxy Directive

  57. Reasonableness Standard

  58. Receivership

  59. Registered Principal

  60. Regulated Market

  61. Regulation 9

  62. Regulation AA

  63. Regulation B

  64. Regulation BB

  65. Regulation C

  66. Regulation CC

  67. Regulation D - Reg D

  68. Regulation DD

  69. Regulation E

  70. Regulation EE

  71. Regulation F

  72. Regulation H

  73. Regulation I

  74. Regulation J

  75. Regulation K

  76. Regulation L

  77. Regulation N

  78. Regulation NMS

  79. Regulation O

  80. Regulation P

  81. Regulation R

  82. Regulation SHO

  83. Regulation V

  84. Regulation W

  85. Regulation X

  86. Regulation Y

  87. Regulation Z

  88. Regulatory Arbitrage

  89. Repatriable

  90. Requisition

  91. Respondeat Superior

  92. Retainer Fee

  93. Retaliatory Eviction

  94. Retract

  95. Revlon Rule

  96. Right Of Egress

  97. Robinson-Patman Act

  98. Rule 10b-18

  99. Rule 10b-5

  100. Rule 10b5-1

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