Laws and Regulations Terms

  1. State Administrator

  2. Statutory Debt Limit

  3. Step-Out Trading

  4. Stop Trading On Congressional Knowledge Act - STOCK Act

  5. Sub-Pennying

  6. Sukuk

  7. Sunshine Laws

  8. Suspended Trading

  9. Swap Dealer

  10. System for Electronic Document Analysis and Retrieval - SEDAR

  11. Tape Reading

  12. Taping Rule

  13. Telecommunications Consumer Protection Act of 1991 - TCPA

  14. The Coinage Act Of 1792

  15. The Jones Act

  16. Threshold List

  17. Tier 1 Leverage Ratio

  18. Tip From A Dip

  19. Tipping

  20. Trade Reporting And Compliance Engine - TRACE

  21. Trading Ahead

  22. Trading Authorization

  23. Triggering Event

  24. Trust Indenture Act of 1939

  25. Trust Receipt

  26. Two-Sided Market

  27. Ultra Vires Acts

  28. Unauthorized Investment

  29. Unfair Claims Practice

  30. Uniform Business Rate

  31. Uniform Commercial Code

  32. Uniform Prudent Investor Act - UPIA

  33. Uniform Securities Act

  34. Uniform Simultaneous Death Act

  35. United States V. The South-Eastern Underwriter Association

  36. Universal Market Integrity Rules - UMIR

  37. Unlisted Trading Privileges - UTP

  38. Unsubordinated Debt

  39. Uptick Rule

  40. USA Patriot Act

  41. Usury Laws

  42. Waiting Period

  43. Wash

  44. Wash Trading

  45. Wash-Sale Rule

  46. Well's Notice

  47. Whisper Number

  48. Whistleblower

  49. White-Collar Crime

  50. Wildcatting

  51. Williams Act

  52. Zero Minus Tick

  53. Zero Plus Tick

  54. Zombie Titles

  55. Zoning

  56. Zoning Ordinance

Marketplace
Hot Definitions

  1. Racketeering

    Racketeering refers to criminal activity that is performed to benefit an organization such as a crime syndicate. Examples of racketeering activity include...

  2. Lawful Money

    Any form of currency issued by the United States Treasury and not the Federal Reserve System, including gold and silver coins, Treasury notes, and Treasury bonds. Lawful money stands in contrast to fiat money, to which the government assigns value although it has no intrinsic value of its own and is not backed by reserves.

  3. Fast Market Rule

    A rule in the United Kingdom that permits market makers to trade outside quoted ranges, when an exchange determines that market movements are so sharp that quotes cannot be kept current.

  4. Absorption Rate

    The rate at which available homes are sold in a specific real estate market during a given time period.

  5. Yellow Sheets

    A United States bulletin that provides updated bid and ask prices as well as other information on over-the-counter (OTC) corporate bonds...

  6. Bailment

    The contractual transfer of possession of assets or property for a specific objective.
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