Laws and Regulations Terms

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  1. SEC Yield

  2. Self-Regulatory Organization - SRO

  3. Senate Bill

  4. Senior Registered Options Principal - SROP

  5. Sharia

  6. Shelf Offering

  7. Shelf Registration

  8. Short-Sale Rule

  9. Short-Swing Profit Rule

  10. Sick Industrial Companies Act (SICA)

  11. Slow Loan

  12. Smart Money

  13. Social Host Liability

  14. Special Economic Zone - SEZ

  15. Sponsor

  16. Stability And Growth Pact - SGP

  17. Staggers Act

  18. State Administrator

  19. Statutory Debt Limit

  20. Step-Out Trading

  21. Stop Trading On Congressional Knowledge Act - STOCK Act

  22. Sub-Pennying

  23. Sukuk

  24. Sunshine Laws

  25. Suspended Trading

  26. Swap Dealer

  27. System for Electronic Document Analysis and Retrieval - SEDAR

  28. Tape Reading

  29. Taping Rule

  30. Telecommunications Consumer Protection Act of 1991 - TCPA

  31. The Coinage Act Of 1792

  32. The Jones Act

  33. Threshold List

  34. Tier 1 Leverage Ratio

  35. Tip From A Dip

  36. Tipping

  37. Trade Reporting And Compliance Engine - TRACE

  38. Trading Ahead

  39. Trading Authorization

  40. Triggering Event

  41. Trust Indenture Act of 1939

  42. Trust Receipt

  43. Two-Sided Market

  44. Ultra Vires Acts

  45. Unauthorized Investment

  46. Unfair Claims Practice

  47. Uniform Business Rate

  48. Uniform Commercial Code

  49. Uniform Prudent Investor Act - UPIA

  50. Uniform Securities Act

  51. Uniform Simultaneous Death Act

  52. United States V. The South-Eastern Underwriter Association

  53. Universal Market Integrity Rules - UMIR

  54. Unlisted Trading Privileges - UTP

  55. Unsubordinated Debt

  56. Uptick Rule

  57. USA Patriot Act

  58. Usury Laws

  59. Utility Patent

  60. Waiting Period

  61. Wash

  62. Wash-Sale Rule

  63. Wash Trading

  64. Welfare Capitalism

  65. Well's Notice

  66. Whisper Number

  67. Whistleblower

  68. White-Collar Crime

  69. Wildcatting

  70. Williams Act

  71. Zero Minus Tick

  72. Zero Plus Tick

  73. Zombie Titles

  74. Zoning

  75. Zoning Ordinance

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Hot Definitions
  1. Weight Of Ice, Snow Or Sleet Insurance

    Financial protection against damage caused to property by winter weather specifically, damage caused if a roof caves in because ...
  2. Weather Insurance

    A type of protection against a financial loss that may be incurred because of rain, snow, storms, wind, fog, undesirable ...
  3. Portfolio Turnover

    A measure of how frequently assets within a fund are bought and sold by the managers. Portfolio turnover is calculated by ...
  4. Commercial Paper

    An unsecured, short-term debt instrument issued by a corporation, typically for the financing of accounts receivable, inventories ...
  5. Federal Funds Rate

    The interest rate at which a depository institution lends funds maintained at the Federal Reserve to another depository institution ...
  6. Fixed Asset

    A long-term tangible piece of property that a firm owns and uses in the production of its income and is not expected to be ...
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