Mutual Funds Investment Terms

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  1. Direct Market Access - DMA

  2. Ontario Securities Commission - OSC

  3. Hong Kong Exchanges and Clearing Limited (HKEx)

  4. Oslo Stock Exchange (OSL) .OL

  5. Capital Accumulation

  6. Mutual Fund Wrap

  7. SEC Form 497K1

  8. SEC Form N-14AE

  9. SEC Form N-30B-2

  10. SEC Form 15-12G

  11. SEC Form N-1A

  12. SEC POS AM Filing

  13. Periodic Payment Plan

  14. Periodic Payment Plan Certificate

  15. Management Investment Company

  16. Unitized Endowment Pool - UEP

  17. Do-It-Yourself (DIY) Investing

  18. Buy And Homework

  19. Capital Flows

  20. Cyclical Risk

  21. SEC Form 24F-2NT

  22. Assets Under Management - AUM

  23. Growth And Income Fund

  24. Total Stock Fund

  25. 130/30 Mutual Fund

  26. Attribution Analysis

  27. Captive Fund

  28. Annual Return

  29. Emerging Market ETF

  30. Euro ETF

  31. Tax Efficiency

  32. 100% Equities Strategy

  33. 12B-1 Fund

  34. A-Share

  35. Advisor Account

  36. After Reimbursement Expense Ratio

  37. All Weather Fund

  38. Annual Report

  39. Anti-Reciprocal Rule

  40. Asset Management Company - AMC

  41. Asset Mix

  42. Asset Size

  43. Automatic Investment Plan - AIP

  44. Bogey

  45. Breakpoint Sale

  46. C-Share

  47. Capital Gains Distribution

  48. Cash Distribution Per Unit - CDPU

  49. Cash Equivalents

  50. Conservative Growth

  51. Creation Unit

  52. Current Income

  53. Custodial Account

  54. Deferred Load

  55. Defined Portfolio

  56. Discount To Net Asset Value

  57. Distribution

  58. Diversified Fund

  59. Elephants

  60. Equity Style Box

  61. Equity-Linked Security - ELKS

  62. Fixed-Income Style Box

  63. Foul Weather Fund

  64. High-Water Mark

  65. Index

  66. Instinet

  67. Institutional Shares

  68. International ETF

  69. International Equity Style Box

  70. Japan ETFs

  71. Late-Day Trading

  72. Layered Fees

  73. Level Load

  74. Lifestyle Fund

  75. Lipper Indexes

  76. Managed Futures Account

  77. Managed Money

  78. Management Fee

  79. Management Risk

  80. Market Timing

  81. Minimum Investment

  82. Mirror Fund

  83. Money Management

  84. Performance-Based Compensation

  85. Portfolio Income

  86. Portfolio Pumping

  87. Real Estate Investment Group

  88. Retail Fund

  89. S&P Phenomenon

  90. Separate Account

  91. Service Shares

  92. Share Class

  93. Style Box

  94. Third-Party Distributor

  95. Trust Deed

  96. Turnover Ratio

  97. Unit Linked Insurance Plan - ULIP

  98. Vice Fund

  99. Weighted Average Credit Rating

  100. Yield

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