Mutual Funds Investment Terms

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  1. Private Placement

  2. Product Portfolio

  3. Prospect Theory

  4. Prospectus

  5. Protected Fund

  6. Proxy Vote

  7. Quant Fund

  8. Ralph Wanger

  9. Ramani Ayer

  10. Real Estate Investment Group

  11. Reclassification

  12. Redemption

  13. Redemption Fee

  14. Redemption Mechanism

  15. Regional Fund

  16. Registered Representative - RR

  17. Registered Retirement Savings Plan - RRSP

  18. Regulated Investment Company - RIC

  19. Regulation EE

  20. Regulation M

  21. Regulation R

  22. Regulation U

  23. Reinvestment

  24. Relative Return

  25. Relative Strength

  26. Research Report

  27. Retail Fund

  28. Retirement Income Fund - RIF

  29. Rights of Accumulation - ROA

  30. Risk-Adjusted Return

  31. Risk Measures

  32. Risk Parity

  33. Russell 1000 Index

  34. S&P Phenomenon

  35. Safe Asset

  36. Sales Charge

  37. Savings Rate

  38. SEC Form 15-12G

  39. SEC Form 24F-2NT

  40. SEC Form 497K1

  41. SEC Form N-14AE

  42. SEC Form N-1A

  43. SEC Form N-30B-2

  44. SEC POS AM Filing

  45. Sector Breakdown

  46. Sector ETF

  47. Sector Fund

  48. Sector Rotation

  49. Security Market Indicator Series - SMIS

  50. Segregated Fund

  51. Self-Directed IRA - SDIRA

  52. Sell Side

  53. Separate Account

  54. Series 23

  55. Series 52

  56. Series 6

  57. Series 62

  58. Series 82

  59. Service Shares

  60. Seven Day Yield

  61. Share Class

  62. Shareholder Services Agent

  63. Shares

  64. Shariah-Compliant Funds

  65. Sharpe Ratio

  66. Short-Term Investment Fund - STIF

  67. Short Form Prospectus Distribution System - SFPDS

  68. Silver ETF

  69. Single-Country Fund

  70. Sir John Templeton

  71. Small Cap

  72. Soci&eacute;t&eacute; d'Investissement &Agrave; Capital Variable - SICAV

  73. Socially Responsible Investment - SRI

  74. Soft Dollars

  75. Specific-Shares Method

  76. Specific Share Identification

  77. Spiders - SPDR

  78. Sponsor

  79. Spread-Load Contractual Plan

  80. Statement of Additional Information - SAI

  81. Statement Shock

  82. Statement Stuffer

  83. Statutory Reserves

  84. Sterling Ratio

  85. Stewardship Grade

  86. Stock Trader

  87. Streetable

  88. Structured Funds

  89. Style

  90. Style Box

  91. Style Drift

  92. Sub-Advised Fund

  93. Sub-Asset Class

  94. Super NOW Account

  95. Survivorship Bias

  96. Survivorship Bias Risk

  97. Switching

  98. Systematic Investment Plan - SIP

  99. Systematic Withdrawal Plan - SWP

  100. Tactical Asset Allocation - TAA

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