Mutual Funds Investment Terms

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  1. Primary Instrument

  2. Private Investment in Public Equity - PIPE

  3. Private Placement

  4. Product Portfolio

  5. Prospect Theory

  6. Prospectus

  7. Protected Fund

  8. Proxy Vote

  9. Quant Fund

  10. Ralph Wanger

  11. Ramani Ayer

  12. Real Estate Investment Group

  13. Reclassification

  14. Redemption

  15. Redemption Fee

  16. Redemption Mechanism

  17. Regional Fund

  18. Registered Representative - RR

  19. Registered Retirement Savings Plan - RRSP

  20. Regulated Investment Company - RIC

  21. Regulation EE

  22. Regulation M

  23. Regulation R

  24. Regulation U

  25. Reinvestment

  26. Relative Return

  27. Relative Strength

  28. Research Report

  29. Retail Fund

  30. Retirement Income Fund - RIF

  31. Rights of Accumulation - ROA

  32. Risk-Adjusted Return

  33. Risk Measures

  34. Risk Parity

  35. Russell 1000 Index

  36. S&P Phenomenon

  37. Safe Asset

  38. Sales Charge

  39. Savings Rate

  40. SEC Form 15-12G

  41. SEC Form 24F-2NT

  42. SEC Form 497K1

  43. SEC Form N-14AE

  44. SEC Form N-1A

  45. SEC Form N-30B-2

  46. SEC POS AM Filing

  47. Sector Breakdown

  48. Sector ETF

  49. Sector Fund

  50. Sector Rotation

  51. Security Market Indicator Series - SMIS

  52. Segregated Fund

  53. Self-Directed IRA - SDIRA

  54. Sell Side

  55. Separate Account

  56. Series 23

  57. Series 52

  58. Series 6

  59. Series 62

  60. Series 82

  61. Service Shares

  62. Seven Day Yield

  63. Share Class

  64. Shareholder Services Agent

  65. Shares

  66. Shariah-Compliant Funds

  67. Sharpe Ratio

  68. Short-Term Investment Fund - STIF

  69. Short Form Prospectus Distribution System - SFPDS

  70. Silver ETF

  71. Single-Country Fund

  72. Sir John Templeton

  73. Small Cap

  74. Socially Responsible Investment - SRI

  75. Société d'investissement à Capital Variable - SICAV

  76. Soft Dollars

  77. Specific-Shares Method

  78. Specific Share Identification

  79. Spiders - SPDR

  80. Sponsor

  81. Spread-Load Contractual Plan

  82. Statement of Additional Information - SAI

  83. Statement Shock

  84. Statement Stuffer

  85. Statutory Reserves

  86. Sterling Ratio

  87. Stewardship Grade

  88. Stock Trader

  89. Streetable

  90. Structured Funds

  91. Style

  92. Style Box

  93. Style Drift

  94. Sub-Advised Fund

  95. Sub-Asset Class

  96. Super NOW Account

  97. Survivorship Bias

  98. Survivorship Bias Risk

  99. Switching

  100. Systematic Investment Plan - SIP

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