List of Stocks Terms

10-K
10-Q
100% Equities Strategy
130-30 Strategy
19c3 Stock
52-Week High/Low
A
A-Shares
Abnormal Return
Above The Market
Absolute Priority
Acceleration Covenant
Accommodation Trading
Accounts Payable Turnover Ratio
Accumulated Earnings Tax
Acquisition Loan
Acting In Concert
Active Index Fund
Activity Ratio
Actual Return
Adjustable-Rate Preferred Stock - ARPS
Adjusted Debit Balance
Adjustment in Conversion Terms
Affidavit Of Loss
Affirmative Obligation
After-Hours Market Close
After-Hours Trading - AHT
After-Market Performance
Agency Costs
Agency Cross
All Or None - AON
All-Holders Rule
All-Ordinaries Stock Index
Allied Member
Alpha
Alpha Generator
Alphabet Rounds
American Depositary Receipt - ADR
American Depositary Share - ADS
Andersen Effect
Angelina Jolie Stock Index
Ankle Biter
Annual Report
Anonymous Trading
Anti-Dilution Provision
Anti-Greenmail Provision
Anti-Martingale System
Anti-Takeover Measure
Anti-Takeover Statute
Any-and-All Bid
Appraisal Right
Approved List
Arithmetic Index
Ask
Assessable Stock
Asset Performance
Asset Turnover
Asset Valuation
Assimilation
At-The-Close Order
At-The-Opening-Order
Attribute Bias
Auction
Auction Market
Authorized Stock
Automated Confirmation Transaction Service - ACT
Automatic Stay
Average Down
Average Qualitative Opinion - AQO
Average Up
Away From The Market
Ax
B
B-Shares
Back Up The Truck
Backing Away
Badwill
Bagel Land
Ballot
Baptism of Fire
Barefoot Pilgrim
Barometer
Barometer Stock
Basic Materials Sector
Basing
Basket Trade
Batch Trading
Bear
Bear CD
Bear Hug
Bear Market
Bear Raid
Bear Trap
Bearer Share
Beating The Gun
Bellwether
Below the Market
Benchmark
Berkshire Hathaway
Best Ask
Best Bid
Bid
Bid Size
Bid Tick
Bid-Ask Spread
Big Bang
Big Bath
Big Board
Big Uglies
Block Order
Block Trade
Blockage Discount
Blotter
Blowoff
Blue Chip
Blue Sheets
Blue-Chip Stock
Bo Derek
Board Lot
Boiler Room
Bonus Issue
Book Closure
Boston Snow Indicator
Bottom Line
Bottom-Up Investing
Bourse
Box-Top Order
Bracketed Buy Order
Bracketed Sell Order
Break Issue
Breakout Trader
Breakup Value
Broad-Based Index
Broad-Based Weighted Average
Broad-Based Weighted Average Ratchet
Broker Booth Support System - BBSS
Bubble
Buck The Trend
Bull CD
Buy
Buy And Hold
Buy Break
Buy The Dips
Buy To Cover
Buy, Strip And Flip
Buyback
Buyout
C
Cabinet Security
CAC 40
Calendar Effect
Call Loan
Call Price
Call Warrant
Callable Common Stock
Callable Preferred Stock
Called Away
Canceled Order
Cancellation
CANSLIM
Capital Appreciation
Capital Asset
Capital Gain
Capital Goods Sector
Capital Intensive
Capital Loss Carryover
Capital Reduction
Capital Share
Capital Stock
Capital Surplus
Capitalization
Capitalization-Weighted Index
Carrot Equity
Cash Account
Cash Available For Debt Service - CADS
Cash Dividend
Cash Position
Cash Trading
Cash Trigger
Cash-And-Carry Trade
Cash-Flow Financing
Cashless Conversion
Cats And Dogs
Certificated Stock
Change
Channel Check
Cheap Stock
Chief Information Officer - CIO
China Concepts Stock
Choppy Market
Churning
Circuit Breaker
Circular Trading
Class A Shares
Class B Shares
Class Of Shares
Classified Board
Classified Shares
Clawback
Clean Your Skirts
Clearing
Clearing Fee
Clearing House
Clientele Effect
Close
Close Period
Close Position
Closed-Market Transaction
Closely Held Shares
Closet Indexing
Closing
Closing Bell
Closing Price
Closing Tick
Cluster Analysis
Collar
Commission
Common Shareholder
Common Stock
Competitive Advantage
Composite
Composite Index
Comps
Conditional Order
Congestion
Consolidated Tape
Consumables
Consumer Cyclicals
Contingent Voting Power
Contributed Surplus
Control Stock
Controlling Interest
Conversion Price
Convertible Preferred Stock
Copenhagen Stock Exchange - CSE
Core Liquidity Provider
Corporate Debt Restructuring
Corporate Governance Quotient - CGQ
Corporate Refinancing
Corporate Social Responsibility
Correction
Cost Of Debt
Counter-Cyclical Stock
Covered Call
Covered Warrant
Cowboy Marketing
Cramer Bounce
Creation Unit
Credit Balance
Crest
Cross Holding
Cult Stock
Cum Dividend
Cum Rights
Cumulative Dividend
Cumulative Preferred Stock
Current Income
Current Market Value - CMV
Current Portion Of Long-Term Debt
Current Yield
Cutting a Melon
Cyclical Stock
D
Daisy Chain
Dark Pool Liquidity
DAX
Day-Around Order
Dead Money
Deal Ticket
Decimalization
Declaration Date
Decline
Defensive Buy
Defensive Company
Deferred Share
Deleted
Delisting
Delivery Versus Payment - DVP
Depositary Receipt
Depository Trust Company - DTC
Designated Order Turnaround - DOT (SuperDOT)
Desk Trader
Digits Deleted
Direct Repurchase
Direct Stock Purchase Plan - DSPP
Dirty Stock
Displaced Moving Average
Display Book
Distressed Securities
Distribution In Kind
Dividend
Dividend Clawback
Dividend Discount Model - DDM
Dividend Enhanced Convertible Stock - DECS
Dividend Frequency
Dividend Payout Ratio
Dividend Policy
Dividend Rate
Dividend Recapitalization
Dividend Reinvestment Plan - DRIP
Dividend Rollover Plan
Dividend Tax Credit
Dividend Yield
Dividends Received Deduction - DRD
Do Not Increase - DNI
Dogs Of The Dow
Dollar-Cost Averaging - DCA
Domini 400 Social Index
Double Up
Dow Divisor
Dow Jones 65 Composite Average
Dow Jones Asian Titans 50 Index
Dow Jones BRIC 50 Index
Dow Jones EURO STOXX 50
Dow Jones EURO STOXX Sustainability Index
Dow Jones Global Titans 50 Index
Dow Jones Industrial Average (DJIA) Yield
Dow Jones Industrial Average - DJIA
Dow Jones STOXX Sustainability Index
Dow Jones Sustainability North America Index
Dow Jones Sustainability United States Index
Dow Jones Sustainability World Index
Dow Jones Transportation Average - DJTA
Dow Jones Utility Average - DJUA
Dow Theory
Down Volume
Downgrade
Downside
Downswing
Downtick
Drag-Along Rights
Drill-Bit Stock
Dual Class Stock
Dual Listing
Duplicate Proxy
Dutch Auction
E
Each Way
EAFE Index
Earning Assets
Earnings Before Interest & Tax - EBIT
Earnings Before Interest After Taxes - EBIAT
Earnings Before Interest, Depreciation And Amortization - EBIDA
Earnings Before Interest, Tax and Depreciation - EBITD
Earnings Before Interest, Taxes, Depreciation, Depletion, Amortization and Exploration Expenses - EBITDAX
Earnings Before Tax - EBT
Earnings Estimate
Earnings Momentum
Earnings Multiplier
Earnings Per Share - EPS
Earnings Season
Earnings Surprise
Earnings Yield
Easy-To-Borrow List
Eating Someone's Lunch
Eating Stock
Effective Date
Effective Debt
Eighthed
Elephants
Eligible Contract Participant
Elliott Wave Theory
Employee Share Ownership Trust - ESOT
Employee Stock Option - ESO
Employee Stock Ownership Plan - ESOP
Encumbered Securities
Energy Sector
Enhanced Indexing
Enterprise Multiple
Enterprise Value - EV
Enterprise-Value-To-Sales - EV/Sales
Envelope
Equalizing Dividend
Equity Financing
Equity Fund
Equity Linked Note - ELN
Equity Market
Equity Market Capitalization
Equity Market Neutral
Equity Risk Premium
Equity Unit Investment Trust
Escrowed Shares
ETF Wrap
Ethical Investing
Euroclear
Euroequity
Euronext
Eva Longoria Stock Index
Evening Up
Event Risk
Evergreen Option
Ex-Ante
Ex-Date
Ex-Dividend
Ex-Post Risk
Ex-Rights
Ex-Warrant
Excess Reserves
Excess Returns
Excess Spread
Exchange
Exchange Fund
Exchange-Traded Fund - ETF
Exchangeable Debt
Exchangeable Security
Exercise
Exhaust Price
Exhaustion Gap
Expected Return
Expiration Cycle
Expunge
Extended Trading
Extra Dividend
Extraordinary General Meeting - EGM
F
Face Value
Fallen Angel
Falling Knife
Filter
Financial Accounting
Financial Industry Regulatory Authority - FINRA
Financial Instrument
Financial Sector
Firm Order
First Call
First Mover
Fiscal Year - FY
Fiscal Year-End
Fitch Sheet
Flash Price
Flat
Flexible Fund
Flipper
Float
Flowback
Focus List
Forced Conversion
Form 3
Form 4
Form 5
Formula Investing
Forward Price To Earnings - Forward P/E
Fourth Market
Fractional Share
Franking Credit
Free Cash Flow To Equity - FCFE
Free Right Of Exchange
Freeze Out
Friendly Takeover
Full Disclosure
Full Ratchet
Full Stock
Fully Diluted Shares
Fully Paid Shares
Fully Subscribed
Fully Valued
Fund Overlap
Fundamentally Weighted Index
Funding Gap
G
Gadfly
Gap
Gap Risk
Gather In The Stops
Gazelle Company
General Public Distribution
Ghosting
Global Depositary Receipt - GDR
Global Industry Classification Standard - GICS
Global Registered Share
Godfather Offer
Going Public
Goldbrick Shares
Golden Cross
Good This Week - GTW
Gordon Growth Model
Graduated Security
Gray List
Gray Market
Great Depression
Greater Fool Theory
Green Investing
Green Tech
Greenmail
Gross Earnings
Gross Spread
Growth At A Reasonable Price - GARP
Growth Company
Growth Fund
Growth Stock
Guaranteed Stock
Guilder Share - New York Share
Gun Jumping
Gunslinger
Gypsy Swap
H
H-Shares
Haircut
Half Stock
Hammering
Hang Seng Index - HSI
Hanging Man
Harry Potter Stock Index
Harvard MBA Indicator
Headline Effect
Healthcare Sector
Heavy Industry
Hedged Tender
Held Order
Heteroskedasticity
Hiccup
High Close
High Flier
Historical Volatility - HV
Hit The Bid
Hold
Holder Of Record
Holding Company Depository Receipt - HOLDR
Holding The Market
Hot IPO
House Call
House Excess
Hybrid Market
I
Illiquid
Imbalance of Orders
Immediate Or Cancel Order - IOC
Impact Day
In Street Name
Income Deposit Security - IDS
Income Stock
Index
Index Divisor
Index Roll
India ETF
Indicated Yield
Industry
Industry Group
Industry Lifecycle
Initial Margin
Initial Offering Date
Inside Market
Inside Quote
Insider
Insider Information
Insider Trading
Installment Receipt
Institutional Investor
Intellectual Capital
Intelligent ETF
Interest
Interest Sensitive Stock
Interested Shareholder
Interim Dividend
International Depository Receipt - IDR
International Securities Exchange - ISE
Intraday
Investing Sage
Investment Company Act Of 1940
Investment Style
Issue
Issued Shares
Issuer
J
January Barometer
January Effect
Japan Association Of Securities Dealers Automated Quotation - Jasdaq
Jim Cramer
Jobber
Joint Stock Company
Junior Capital Pool - JCP
Junior Issue
Junior Security
K
Key Performance Indicators - KPI
Korean Composite Stock Price Indexes - KOSPI
L
Large Cap - Big Cap
Last-Sale Reporting
Law Of Large Numbers
Legend
Legislative Risk
Letter Of Comment
Level 1
Level 2
Level 3
Leverage Ratio
Leveraged ETF
Life Cycle
Limit Order
Limit-On-Close Order
Limit-On-Open Order
Limited Partnership Unit
Lindsay Lohan Stock Index
Linkage
Liquidating Dividend
Liquidity Event
Liquidity Path
Liquidity Premium
Listed Security
Listing Requirements
Loan Stock
Lockdown
Long (or Long Position)
Long Squeeze
Long-Term Capital Gain Or Loss
Long-Term Incentive Plan - LTIP
Lot
Low Volume Pullback
M
Macro-Hedge
Mad Hatter
Maintenance Margin
Management Buy-In - MBI
Manipulation
Manufactured Payment
Margin Account
Margin Call
Margin Debt
Margin Loan Availability
Margin Of Safety
Margin Pressure
Market Basket
Market Capitalization
Market Depth
Market Is Off
Market Is Up
Market Overhang
Market Perform
Market Price
Market Share
Market Swoon
Market-With-Protection Order
Marlboro Friday
Mean Return
Medallion Signature Guarantee
Mega Cap
Member
Member Firm
Member Short-Sales Ratio
Merger Deficit
Merger Of Equals
Merger Securities
Mergers And Acquisitions - M&A
Micro Cap
Micro-Hedge
Mid Cap
Mid-Value Stock
Mini-Tender
Minority Interest
Minority IPO
Misappropriation Theory
Modified Dietz Method
Monoline
Monthly Income Preferred Securities - MIPS
Mosaic Theory
MSCI Emerging Markets Index
Multinational Corporation - MNC
Multiples Approach
N
Naked Position
Naked Put
Naked Shorting
Nano Cap
Narrow-Based Weighted Average
Nasdaq
Nasdaq 100 Index
Nasdaq Composite Index
Nasdaq National Market Securities - Nasdaq-NM
Nasdaq-100 After Hours Indicator
National Association Of Securities Dealers - NASD
National Stock Exchange Of India Limited - NSE
Near Term - NT
Negative Carry
Negative Obligation
Neglected Firm Effect
Negotiated Underwriting
Net Change
Net Interest Margin Securities - NIMS
Net Investment
Net Long
Net Margin
Net Short
Net Volume
Net-Net
New York Stock Exchange - NYSE
Nikkei
Nil-Paid
No-Par Value Stock
Non-Assessable Stock
Non-Marginable Securities
Non-Objecting Beneficial Owner - NOBO
Non-Operating Asset
Non-Qualified Stock Option - NSO
Non-Renounceable Rights
Noncumulative
Normal Market Size
Normal-Course Issuer Bid-NCIB
Notes To The Financial Statements
NYSE Composite Index
O
One To Many
One-Cancel-All Order
One-Way Market
Open
Operating Netback
Option Premium
Oracle Of Omaha
Order Imbalance
Order Protection Rule
Order Splitting
Ordinary Income
Ordinary Shares
Outstanding Shares
Over-The-Counter - OTC
Over-The-Counter Bulletin Board - OTCBB
Over-The-Counter Exchange Of India - OTCEI
Overbought
Overreaction
Oversold
Oversubscribed
Oversubscription Privilege
Ovoboby
P
Pac-Man Defense
Package Deal
Paid In Capital
Paid-Up Capital
Painting The Tape
Paired Shares
Paper Millionaire
Par
Par Value
Pari-passu
Paris Hilton Stock Index
Parity Price
Participating Preferred Stock
Pass-Through Certificate
Pathfinder Prospectus
Payment Date
Payment For Order Flow
Payout Ratio
Peer Perform
Penalty Bid
Penny Stock
Per Share Basis
Perfect Hedge
Performance Drag
Performance-Based Index
Philadelphia Semiconductor Index - SOX
Piggyback Warrants
Pink Sheets
Pitchbook
Plus Tick
Poison Pill
Pot Is Clean
Power Ratio
Pre-Market
Pre-Money Valuation
Pre-Syndicate Bid
Preemptive Right
Preferred Dividend
Preferred Dividend Coverage Ratio
Preferred Equity Redemption Stock - PERC
Preferred Stock
Prepayment Risk
Presidential Election Cycle (Theory)
Price Continuity
Price Improvement
Price Talk
Price Target
Price to Tangible Book Value - PTBV
Price-Earnings Ratio - P/E Ratio
Price-Earnings Relative
Price-Weighted Index
Price/Earnings To Growth - PEG Ratio
Pricing Power
Primary Market
Primary Offering
Product Recall
Productivity
Profit Warning
Profitability Ratios
Proxy Materials
Public Book (Of Orders)
Public Company
Pullback
Purchase Price
Pure Play
Put Warrant
Puttable Common Stock
Q
QQQQ
Quadrix
Qualified Dividend
Qualified Domestic Institutional Investor - QDII
Qualifying Disposition
Quarter On Quarter - QOQ
Quarter To Date - QTD
Quarterly Earnings Report
Quarterly Income Preferred Securities - QUIPS
Quorum
Quote
R
Random Walk Theory
Rating
Reaction
Real Time
Rebate
Record Date
Record High
Record Low
Rectangle
Recurring Revenue
Red Chip
Red Flag
Regional Stock Exchange
Registration Right
Regulation NMS
Regulation T - Reg T
Reinvestment
Renounceable Right
Reprice
Research Note
Restricted Stock
Retired Securities
Reverse Stock Split
Revlon Rule
Rights
Ringfencing
Rings
Risk Measures
Royalty Units
Run Rate
Runner
Runoff
Russell 2000 Index
Russell 2500 Index
Russell 3000 Index
Russell Microcap Index
Russell Midcap Index
Russell Small Cap Completeness Index
Russell Top 200 Index
Russell Top 50 Index
S
S&P Core Earnings
S&P Phenomenon
S-3 Filing
S-8 Filing
Saitori
Sales Per Share
Sallie Mae - Student Loan Marketing Association
Salomon Brothers World Equity Index - SBWEI
Santa Claus Rally
Saucer
Scale Order
Scalping
Scrip
Seasoned Issue
Seasoned Security
SEC Fee
Secondary Liquidity
Secondary Market
Secondary Offering
Secondary Stock
Sector
Sector Breakdown
Sector Fund
Sector Rotation
Secular Market
Securities And Exchange Commission - SEC
Securities Industry Regulatory Authority - SIRA
Securities Lending
Security
Security Analyst
Seed Capital
Sell
Sell Plus
Sell Side
Sell To Close
Sell To Open
Sell-Off
Sell-Out
Selling Group
Semi-Strong Form Efficiency
Senior Issue
Sensex
Separate Account
Series 55
Series A Financing
Settlement Date
Settlement Period
Shanghai Stock Exchange
Share Capital
Share Class
Share Purchase Rights
Share Repurchase
Share Turnover
Shareholder Activist
Shareholder Equity Ratio
Shares
Shark Repellent
Sheep
Short (or Short Position)
Short Covering
Short Exempt
Short Interest
Short Interest Theory
Short Market Value
Short Sale
Short Sell Against the Box
Short Selling
Short Squeeze
Short-Sale Rule
Short-Swing Profit Rule
Slow Market
Small Cap
Small Firm Effect
Small Order Execution System - SOES
Small-Value Stock
SOES Bandits
Soft Economic Moat
South Sea Bubble
Special Dividend
Special Purpose Acquisition Company - SPAC
Special Situation
Specialist
Speculative Capital
Speculative Company
Speculative Stock
Split Adjusted
Split Block Pricing
Split-Off
Sponsor
Sponsored ADR
Sports Illustrated Swimsuit Issue Indicator
Spread
SSE Composite
Stakeholder
Stalking-Horse Bid
Standard & Poor's 500 Index - S&P 500
Standard And Poor's CNX Nifty
Standstill Agreement
Stated Value
Statutory Voting
Step-Up In Basis
Stewardship Grade
Stock
Stock Ahead
Stock Appreciation Right - SAR
Stock Certificate
Stock Compensation
Stock Dividend
Stock Exchange Daily Official List - SEDOL
Stock Market
Stock Participation Accreting Redemption Quarterly-Pay Securities - SPARQS
Stock Power
Stock Quote
Stock Record
Stock Savings Plan
Stock Screener
Stock Split
Stock Symbol
Stock Watcher
Stock-For-Stock
Stop Order
Stop-Limit Order
Stop-Loss Order
Story Stock
STOXX
Street Expectation
Street Name
Strike Price
Stub
Stuckholder
Subchapter S (S Corporation)
Subscribed
Subscription Price
Subscription Right
Suicide Pill
Sum-Of-Parts Valuation
Sunrise Industry
Super Upside Note - SUN
Supernormal Growth Stock
Supply Management
Support (Support Level)
Sweep-To-Fill Order
Sweetener
Swing
Synthetic Dividend
T
Take A Flier
Takeover
Takeunder
Tape Is Late
Target Firm
Target Risk Fund
Tax-Free Spinoff
Taxable Preferred Securites
Tech Bubble
Tech Street
Technical Bankruptcy
Technical Correction
Technology Sector
Telephone Booth
Tenbagger
Tender
Tender Offer
Term
Theoretical Dow Jones Index
Theoretical Ex-Rights Price
Thin Market
Third Market
Third Market Maker
Threshold List
Tick
Tick Index
Tick Test Rules
Ticker Symbol
Ticker Tape
Time In Force
Time-Of-Day Order
Time-Weighted Rate of Return
Tip From A Dip
Tipping
Today's High
Today's Low
Top
Top Line
Top-Down Investing
Toronto Stock Exchange - TSX
Torpedo Stock
Total Enterprise Value - TEV
Total Return Index
Total Shareholder Return - TSR
Touchline
Tracking Error
Trade Price Response
Trade Resumption
Trading Ahead
Trading Arcade
Trading Curb
Trading Dollars
Trading Floor
Trading Halt
Trading Range
Trading Session
Trailing
Trailing Price-To-Earnings - Trailing P/E
Transfer Agent
Transfer Procedures
Transparency
Transportation Sector
Treasury Offering
Treasury Stock Method
Trend Trading
TSX Venture Exchange
Tuck-In Acquisition
Tunneling
Turnaround
Turnover
Turtle
Two-Way Quote
U
Ultra ETF
Unbundling
Unchanged
Underperform
Undersubscribed
Undervalued
Unissued Stock
Unlisted Security
Unlisted Trading Privileges
Unpaid Dividend
Unquoted Public Company
Unrealized Gain
Unrealized Loss
Unseasoned Security
Unsecured Debt
Unsponsored ADR
Unweighted Index
Upgrade
Uptick
Utilities Sector
V
Valuation Analysis
Value at Risk - VaR
Value Averaging
Value Investing
Value Line Index
Value Stock
Value Trap
Vanguard Exchange-Traded Funds
Variable Cost
Vendor Financing
Vertical Merger
Very Small Aperture Terminal - VSAT
Vesting
Vice Fund
Visibility
Volume Weighted Average Price - VWAP
Voting Shares
Voting Trust
Voting Trust Agreement
Wall of Worry
Wall Street
Wallflower
Wallpaper
Walrasian Market
War Babies
War Chest
Warehousing
Warren Buffett
Warsaw Stock Exchange - WSE
Wash Sale
Wash Trading
Wash-Sale Rule
Watch List
Watered Stock
Weekly Chart
Weighted Average Market Capitalization
Whisper Number
Whistle Blower
White Elephant
White Knight
White Paper
White Squire
White-Shoe Firm
Whitemail
Wholly Owned Subsidiary
Widow-and-Orphan Stock
Wilshire 5000 Total Market Index - TMWX
Windfall Shares
Work in Progress - WIP
Working Ratio
Workout Market
Write Out
Write-Down
Write-Up
Written-Down Value
Xetra
Yield Tilt Index Fund
Zaraba method