Retirement and College Savings Plans - Introduction

Introduction
The material discussed within this section is part of the Series 26 study exam. Questions on retirement plans will comprise no less than 10 questions on your upcoming exam. As with variable contracts and mutual fund accounts, knowledge of these products is important in order to ensure representatives under your supervision are completing their tasks appropriately.



Savings Goals


Related Articles
  1. Professionals

    Introduction

    FINRA/NASAA Series 26 Section 8 - Recordkeeping Rules. This section introduces the chapter on recordkeeping rules.
  2. Professionals

    Introduction

    CFA Level 1 - Equity Investments. Introduction to equity investments. Learn how much of this section will be tested on the exam.
  3. Professionals

    Introduction

    NASAA Series 65: Section 10 Alternative Investments. This section introduces the chapter on alternative investments.
  4. Chapter 1: Broker Office Procedures

    The series 24 exam is one of the most challenging tests administered by FINRA. It is recommended that candidates spend at least 70 hours preparing for the exam . The series 24 material has been ...
  5. Professionals

    Introduction

    Series 62 - Section 1 - Equity Securities - Introduction
  6. Professionals

    Introduction

    Series 6 Section 1 Exam Details, introduction
  7. Professionals

    Introduction

    Section 10: Managing Customer Accounts
  8. Professionals

    Exam Details

    Basic information on the Series 6 exam
  9. Professionals

    Retirement Accounts

    FINRA Series 7 Exam Study Guide - Section 7
  10. Professionals

    Introduction

    FINRA/NASAA Series 63: Section 6 Interviews. See this section for advice and candidate interviews.
RELATED TERMS
  1. Series 66

    An exam administered by the Financial Industry Regulatory Authority ...
  2. Series 26

    A securities license entitling the holder to register as a limited ...
  3. Series 86/87

    An exam administered by the Financial Industry Regulatory Authority ...
  4. Series 34

    An exam required for individuals seeking to engage in off-exchange ...
  5. Series 24

    A securities license entitling the holder to supervise and manage ...
  6. Series 51

    An exam offered by the Financial Industry Regulatory Authority ...
RELATED FAQS
  1. For what reasons are electronics stocks commonly purchased by a value investor?

    Learn about the breakdown of subjects on the Series 6 while reviewing important aspects of the exam, including its content ... Read Answer >>
  2. If I have only a limited amount of time to study for the Series 6, what should I ...

    Learn what to focus on when studying for the Series 6 while reviewing important aspects of the exam, including its content ... Read Answer >>
  3. I gave an answer on the test from my study guide that was scored wrong on the Series ...

    Learn more about potential causes of differences between the Series 63 exam and study guide questions. Find out how new questions ... Read Answer >>
  4. What certification series does one need to be a bond broker?

    One major requirement before one can become a bond broker is to pass the General Securities Representative Exam, commonly ... Read Answer >>
  5. Does NASAA or anyone else give out the series 63 exam questions?

    Find out about studying for the Series 63 exam and how new exam questions are developed by finance professionals. Learn about ... Read Answer >>
  6. I have passed the Series 63 and FINRA Series 7, but would like to become licensed ...

    Becoming an investment adviser representative requires more examination than just taking the FINRA Series 63 exam. See what ... Read Answer >>
Hot Definitions
  1. Yield Curve

    A line that plots the interest rates, at a set point in time, of bonds having equal credit quality, but differing maturity ...
  2. Stop-Limit Order

    An order placed with a broker that combines the features of stop order with those of a limit order. A stop-limit order will ...
  3. Keynesian Economics

    An economic theory of total spending in the economy and its effects on output and inflation. Keynesian economics was developed ...
  4. Society for Worldwide Interbank Financial Telecommunications ...

    A member-owned cooperative that provides safe and secure financial transactions for its members. Established in 1973, the ...
  5. Generally Accepted Accounting Principles - GAAP

    The common set of accounting principles, standards and procedures that companies use to compile their financial statements. ...
  6. DuPont Analysis

    A method of performance measurement that was started by the DuPont Corporation in the 1920s. With this method, assets are ...
Trading Center