Administrative Provisions and Other Remedies - Introduction

Within this section we will focus on the role the Administrator plays in operating procedures, administrative actions such as suspensions, civil and criminal liabilities and penalties, and other related activities. This section will comprise approximately 10% of your upcoming exam.

Operating Procedures for the Administrator
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    There is no limit to the number of times a candidate may retake the Series 63 exam. The North American Securities Administrators ... Read Full Answer >>
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    Waiting periods are in place for candidates who wish to retake the Series 63 exam. Between retakes, the waiting period is ... Read Full Answer >>
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    Extensions are available on rare occasions. Candidates should apply for an extension with the North American Securities Administrators ... Read Full Answer >>
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    United States citizenship is not required for Series 63 test-takers. Candidates may take the exam inside or outside the U.S. ... Read Full Answer >>
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    Series 63 exams draw questions from a test bank based on state regulations, the Uniform Securities Act and North American ... Read Full Answer >>
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