Interviews - Introduction

The interview portion of the guide is meant to give you some insight into the test experiences of others. You will notice that most of the interview participants had widely different study methods and approaches, which was reflected in their scores.

From the interviews it is clear that each candidate's aptitude toward the securities markets and their study habits had a direct correlation to their exam performance. Not surprisingly, those who were more investment focused in college seemed to fare better on the exam. What's more, those simply obtaining their Series 63 as a business requirement (and weren't passionate about the financial markets) seemed to have more trouble with the exam.

In short, if you are passionate about the markets, and/or have already studied for an exam like the Series 6 or 7, you will most likely have a better chance of passing, with less study time. However, this does not give you a green light to neglect studying the material at hand. You must still put in the time. If you are not receiving 85 or better on all of your practice exams, you will probably fail!

Exam Tips and Tricks
The best advice (mentioned the second time in the study guide) is to take all the practice exams at least TWICE. If you are not acing the practice exams, you may not have a firm grasp on the material.  

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  1. Is there a limit on the number of times I can re-take the Series 63 exam?

    There is no limit to the number of times a candidate may retake the Series 63 exam. The North American Securities Administrators ... Read Full Answer >>
  2. How long must I wait after failing the Series 63 exam before I can take it again?

    Waiting periods are in place for candidates who wish to retake the Series 63 exam. Between retakes, the waiting period is ... Read Full Answer >>
  3. My 120-day Series 63 exam window is about to close, but I need more time to study. ...

    Extensions are available on rare occasions. Candidates should apply for an extension with the North American Securities Administrators ... Read Full Answer >>
  4. Do I have to be a U.S. citizen to sit for the Series 63 exam?

    United States citizenship is not required for Series 63 test-takers. Candidates may take the exam inside or outside the U.S. ... Read Full Answer >>
  5. Are waivers granted to the 180-day waiting period to re-take the Series 63 exam?

    Candidates retaking the Series 63 exam must wait for 30 days after failing it on the first or second attempt. After failing ... Read Full Answer >>
  6. If I failed the Series 66, does the waiting period apply if I want to take the Series ...

    The waiting period only applies to retaking the same North American Securities Administrators Association (NASAA) exam. Candidates ... Read Full Answer >>
  7. How often, and how, is a series 63 exam updated?

    Series 63 exams draw questions from a test bank based on state regulations, the Uniform Securities Act and North American ... Read Full Answer >>
  8. Are series 63 exams given outside of the United States?

    Series 63 exams are offered at authorized testing centers around the world. The exam does not require U.S. citizenship. Test ... Read Full Answer >>
  9. Does NASAA or anyone else give out the series 63 exam questions?

    Outside of the proctored exam, no access to Series 63 exam questions is offered. Providing access to questions would invalidate ... Read Full Answer >>
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