There are several types of individual and employer-based retirement plans that may be available to your clients. The Series 65 exam will test you on your knowledge of the eligibility and tax treatment of these plans, as well as the suitability of the plans for different types of clients.


Traditional Individual Retirement Accounts (IRAs)

Related Articles
  1. Financial Advisor

    5 Tips for Those 5 Years Away from Retirement

    Whether helping a new client or working with long-time clients, here are five financial planning tips for those within five years of retirement.
  2. Retirement

    5 Steps to a Retirement Plan

    These considerations will help you make a realistic and thorough retirement plan.
  3. Retirement

    How Does a Pension Plan Work?

    A pension plan is a savings plan maintained by an employer on behalf of its employees for their retirement.
  4. Financial Advisor

    Helping Clients Avoid Retirement Landmines

    Your clients may hold well thought-out retirement plans, but things happen that can disrupt—or even derail—them. Know when to step in with extra help.
  5. Retirement

    5 Lesser-Known Retirement And Benefit Plans

    These plans aren't widely used, but they fill a specific niche for employees in certain situations.
  6. Financial Advisor

    Top Retirement Prep Questions to Ask Clients

    Is your client really ready for retirement? Here are some essential questions to ask.
  7. Financial Advisor

    How to Help Clients Overcome Retirement Shortfalls

    Telling a client they don't have enough for retirement is tough. Here's how advisors can help clients overcome retirement shortfalls.
  8. Financial Advisor

    Closing In On Retirement? Read These Tips

    If you're within 10 years of retiring, you and your financial planner should heed these essential tips.
  9. Financial Advisor

    How to Help Clients Manage Retirement Withdrawals

    Here's how to create a well planned and executed withdrawal strategy to enhance the longevity of a client's retirement portfolio.
  10. Financial Advisor

    Retirement Looming? Here are 6 Essential Tips

    Planning on retiring in the next decade or so? Here is a checklist for both advisors and those planning on their own.
Trading Center