Series 65

By Investopedia AAA

Trading Securities - Introduction


Introduction
Whether an IA is trading securities directly for a client or simply placing orders with a brokerage, a firm understanding of issues pertaining to securities trading is required.


This is the last section of the Series 65 study guide. A sample final exam is also provided. Be sure to review the topics underlying any questions you've answered incorrectly. Good Luck! Securities Terminology

You May Also Like

Related Articles
  1. Something you can do for your savings and investing resolutions this year is to rely on tools already available at your workplace and take them to the max.
    Savings

    Taking Smaller And More Manageable Resolutions

  2. Stock Analysis

    Will DTE Energy Prosper from Economic ...

  3. Stock Analysis

    Raytheon in $344M-FMS Deal for Logistics ...

  4. Stock Analysis

    TASER Body Cameras to be Used Widely ...

  5. Stock Analysis

    Pfizer's Duchenne Muscular Dystrophy ...

Trading Center