Conflicts of Interest - Introduction

Both the Investment Advisers Act of 1940 and the Uniform Securities Act spell out a number of potential conflicts of interest and unethical behaviors. Excessive Trading and Insider Trading
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Hot Definitions
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    A REIT is a type of security that invests in real estate through property or mortgages and often trades on major exchanges ...
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    A tax term relating to depreciable business property that has been held for over a year. Section 1231 property includes buildings, ...
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    A deposit held at a financial institution that has a fixed term, and guarantees return of principal.
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    A situation in which one person’s gain is equivalent to another’s loss, so that the net change in wealth or benefit is zero. ...
  5. Capitalization Rate

    The rate of return on a real estate investment property based on the income that the property is expected to generate.
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