Series 7

AAA

Customer Accounts - Introduction

Of the 250 questions on the Series 7 exam, 27 will focus on this critical function:
"Opens, transfers, and closes customer accounts and maintains appropriate account records."

The information in this section is not as critical as what has been covered in the preceding sections, but it is still essential. More than 10% of the Series 7 exam questions will be on the processes and rules surrounding customer accounts. If you had trouble with any of the material covered up to now, having a good grasp of the concepts in this section could still put you up over the 70% mark.
Types of Brokerage Accounts
comments powered by Disqus
Related Articles
  1. Confirming Price Movements With Volume ...
    Active Trading Fundamentals

    Confirming Price Movements With Volume ...

  2. Essential Strategies For Trading Volume
    Active Trading

    Essential Strategies For Trading Volume

  3. Using Volume Rate Of Change To Confirm ...
    Active Trading Fundamentals

    Using Volume Rate Of Change To Confirm ...

  4. Trading With VWAP And MVWAP
    Forex Education

    Trading With VWAP And MVWAP

  5. On-Balance Volume: The Way To Smart ...
    Technical Indicators

    On-Balance Volume: The Way To Smart ...

Trading Center