Is my Series 63 registration transferable to another state?

By Shauna Carther AAA

If you are moving to another state, the NASAA indicates that your Series 63 can be transferred. Note that you must become registered with another member firm or self-regulatory organization within 2 years of your examination date or termination of employment (whichever occurred most recently).

For more information on a particular state's policies regarding Series 63 registration,
click here to contact the appropriate authority.


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