A:

If you are moving to another state, the NASAA indicates that your Series 63 can be transferred. Note that you must become registered with another member firm or self-regulatory organization within 2 years of your examination date or termination of employment (whichever occurred most recently).

For more information on a particular state's policies regarding Series 63 registration,
click here to contact the appropriate authority.

RELATED FAQS
  1. If I have passed the Series 7 exam, do I need to write the 6 and 63 exams as well?

    Not always. According to FINRA, if your Series 7 is still active, you can temporarily convert your license into a Series ... Read Answer >>
  2. Do I need to take the Series 6 examination after I have already successfully completed ...

    No. According to the Financial Industry Regulatory Authority (FINRA), you can convert your Series 7 license into a Series ... Read Answer >>
  3. How do I receive sponsorship from a member firm in order to write a Series 7 exam?

    In most cases, you obtain sponsorship for the Series 7 exam through employment at a FINRA member firm or a self-regulatory ... Read Answer >>
  4. Q: Do I need to take the Series 6 examination after I have already successfully completed ...

    No. According to the National Association of Securities Dealers (NASD) you can convert your Series 7 license into a Series ... Read Answer >>
  5. How long will my Series 7 license last after my employment has been terminated at ...

    According to the Financial Industry Regulatory Authority (formerly the National Association of Securities Dealers), you have ... Read Answer >>
  6. Do I need a class to take the Series 63 exam?

    Learn more about the educational requirements for the Series 63 and what candidates should study. Find out more about NASAA ... Read Answer >>
Related Articles
  1. Financial Advisor

    Succeeding At The Series 63 Exam

    Your career as a securities agent begins with this test. We'll show you how to score high.
  2. Personal Finance

    The Series 79 Exam: What It Is And When You Need It

    If you're getting into the field of investment banking, you'll need to know all about the Series 79.
  3. Financial Advisor

    Breaking Down Financial Securities Licenses

    Find out which exam you need to begin your career as an investment professional.
  4. Personal Finance

    8 Low-Cost Ways To Transfer Money

    If cost is your primary concern, there are several cheap(er) ways to move funds.
  5. Financial Advisor

    Introduction To The Series 65 Exam

    The Series 65 is required in many states in order to be a fee-based advisor. Find out what it is and whether you need it.
  6. Personal Finance

    Transferring Credit Card Balances To A New Card

    Before you take advantage of that new credit card's 0% interest balance transfer offer, read our step-by-step guide.
  7. Financial Advisor

    Understanding Series 63

    Series 63 is a securities license that entitles the holder to sell securities in a particular state.
  8. Financial Advisor

    Series 24 Exam Prep: Stock Exchanges

    Before you take the series 24, you need to understand exchanges, listing requirements and much more.
  9. Financial Advisor

    The Basics of Financial Securities Licenses

    The Financial Industry Regulatory Authority (FINRA) offers several licenses that correspond to specific businesses or investments.
  10. Personal Finance

    Do This Before You Switch Financial Advisors

    If you want to switch your financial advisor, take these 4 steps first.
RELATED TERMS
  1. Series 63

    A securities license entitling the holder to solicit orders for ...
  2. Series 66

    An exam administered by the Financial Industry Regulatory Authority ...
  3. Transfer

    A change in ownership of an asset, or a movement of funds and/or ...
  4. Member Firm

    A broker-dealer in which at least one of the principal officers ...
  5. Registered Representative - RR

    A person who works for a brokerage company that is licensed by ...
  6. North American Securities Administrators Association - NASAA

    A voluntary organization, established in 1919, of securities ...
Hot Definitions
  1. Stop-Loss Order

    An order placed with a broker to sell a security when it reaches a certain price. A stop-loss order is designed to limit ...
  2. Acid-Test Ratio

    A stringent indicator that indicates whether a firm has sufficient short-term assets to cover its immediate liabilities. ...
  3. Floating Exchange Rate

    A country's exchange rate regime where its currency is set by the foreign-exchange market through supply and demand for that ...
  4. Taxes

    An involuntary fee levied on corporations or individuals that is enforced by a level of government in order to finance government ...
  5. Impaired Asset

    A company's asset that is worth less on the market than the value listed on the company's balance sheet. This will result ...
  6. Solvency Ratio

    One of many ratios used to measure a company's ability to meet long-term obligations. The solvency ratio measures the size ...
Trading Center