|
Date |
Name |
Title |
Volume |
Trade Price |
Holding Change |
|
2/7/2013
|
Kupper Randy
|
EVP Technology and CIO
|
-213
|
$66.13
|
-0.64%
|
|
2/7/2013
|
Berman Walter Stanley
|
Executive VP and CFO
|
-1,683
|
$66.13
|
-2.27%
|
|
2/7/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
200,000
|
$35.04
|
66.37%
|
|
2/7/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-154,352
|
$66.61
|
-30.79%
|
|
2/7/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-5,553
|
$66.13
|
-1.60%
|
|
2/7/2013
|
Froude Donald E
|
Pres., Personal Advisors Group
|
-1,148
|
$66.13
|
-2.17%
|
|
2/7/2013
|
HUNTER KELLI A
|
Exec VP of Human Resources
|
-254
|
$66.13
|
-1.20%
|
|
2/7/2013
|
Maglaque Charles Neal
|
Pres. Advice & Wealth Mgt, COO
|
-197
|
$66.13
|
-1.31%
|
|
2/7/2013
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
-183
|
$66.13
|
-1.33%
|
|
2/7/2013
|
Sharan Kim Michelle
|
Pres Fncl Plng & Wealth & CMO
|
-636
|
$66.13
|
-1.87%
|
|
2/7/2013
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
-693
|
$66.13
|
-1.87%
|
|
2/7/2013
|
Stewart David Kent
|
Sr Vice Pres and Controller
|
-121
|
$66.13
|
-0.45%
|
|
2/7/2013
|
TRUSCOTT WILLIAM F
|
CEO, U.S. Asset Management
|
-1,823
|
$66.13
|
-4.43%
|
|
2/7/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-616
|
$66.13
|
-1.29%
|
|
2/6/2013
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
-634
|
$66.61
|
-1.68%
|
|
2/6/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-77,249
|
$66.30
|
-15.97%
|
|
2/6/2013
|
Froude Donald E
|
Pres., Personal Advisors Group
|
-1,052
|
$66.61
|
-1.95%
|
|
2/6/2013
|
HUNTER KELLI A
|
Exec VP of Human Resources
|
-236
|
$66.61
|
-1.10%
|
|
2/6/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-583
|
$66.61
|
-1.20%
|
|
2/6/2013
|
Kupper Randy
|
EVP Technology and CIO
|
-231
|
$66.61
|
-0.69%
|
|
2/6/2013
|
Maglaque Charles Neal
|
Pres. Advice & Wealth Mgt, COO
|
-253
|
$66.61
|
-1.65%
|
|
2/6/2013
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
-170
|
$66.61
|
-1.22%
|
|
2/6/2013
|
Sharan Kim Michelle
|
Pres Fncl Plng & Wealth & CMO
|
-493
|
$66.61
|
-1.43%
|
|
2/6/2013
|
Stewart David Kent
|
Sr Vice Pres and Controller
|
-137
|
$66.61
|
-0.51%
|
|
2/6/2013
|
Woerner John Robert
|
Pres Ins & Chief Strat Officer
|
-506
|
$66.61
|
-2.42%
|
|
2/6/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
200,000
|
$35.04
|
70.50%
|
|
2/6/2013
|
TRUSCOTT WILLIAM F
|
CEO, U.S. Asset Management
|
-1,595
|
$66.61
|
-3.73%
|
|
2/6/2013
|
Berman Walter Stanley
|
Executive VP and CFO
|
-1,646
|
$66.61
|
-2.17%
|
|
2/6/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-5,096
|
$66.61
|
-1.66%
|
|
2/6/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-22,752
|
$66.36
|
-6.91%
|
|
2/6/2013
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-77,249
|
$66.48
|
-19.01%
|
|
2/4/2013
|
TRUSCOTT WILLIAM F
|
CEO, U.S. Asset Management
|
200,000
|
$21.34
|
756.60%
|
|
2/4/2013
|
Woerner John Robert
|
Pres Ins & Chief Strat Officer
|
22,605
|
$21.34
|
172.40%
|
|
2/4/2013
|
Woerner John Robert
|
Pres Ins & Chief Strat Officer
|
-17,595
|
$65.21
|
-49.26%
|
|
2/4/2013
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
-46,435
|
$65.42
|
-57.43%
|
|
2/4/2013
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
57,199
|
$21.34
|
241.77%
|
|
2/4/2013
|
TRUSCOTT WILLIAM F
|
CEO, U.S. Asset Management
|
-191,516
|
$65.52
|
-84.58%
|
|
1/24/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
7,000
|
$21.34
|
16.01%
|
|
1/24/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-5,419
|
$67.00
|
-10.68%
|
|
1/22/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-2,659
|
$65.69
|
-5.73%
|
|
1/11/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-4,921
|
$64.76
|
-9.59%
|
|
1/2/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
7,000
|
$21.34
|
14.01%
|
|
1/2/2013
|
Junek John Carl
|
Exec VP and General Counsel
|
-5,656
|
$65.00
|
-9.93%
|
|
12/18/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
100,000
|
$21.34
|
41.16%
|
|
12/18/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-82,363
|
$62.99
|
-24.02%
|
|
12/18/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-5,678
|
$63.00
|
-10.21%
|
|
12/18/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
7,000
|
$21.34
|
14.39%
|
|
12/17/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-83,499
|
$62.25
|
-25.58%
|
|
12/17/2012
|
Berman Walter Stanley
|
Executive VP and CFO
|
-28,260
|
$62.25
|
-29.29%
|
|
12/17/2012
|
Berman Walter Stanley
|
Executive VP and CFO
|
32,000
|
$35.04
|
49.62%
|
|
12/17/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
100,000
|
$21.34
|
44.16%
|
|
12/12/2012
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
-8,237
|
$61.97
|
-39.37%
|
|
12/12/2012
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
8,000
|
$21.34
|
61.90%
|
|
12/12/2012
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
3,110
|
$35.04
|
31.69%
|
|
12/7/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-82,411
|
$62.21
|
-26.68%
|
|
12/7/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
100,000
|
$21.34
|
47.88%
|
|
12/6/2012
|
Stewart David Kent
|
Sr Vice Pres and Controller
|
12,323
|
$43.66
|
62.28%
|
|
12/6/2012
|
Stewart David Kent
|
Sr Vice Pres and Controller
|
-34,316
|
$61.29
|
-56.85%
|
|
12/6/2012
|
Stewart David Kent
|
Sr Vice Pres and Controller
|
28,257
|
$21.34
|
88.00%
|
|
12/5/2012
|
Sharan Kim Michelle
|
Pres Fncl Plng & Wealth & CMO
|
-33,116
|
$60.75
|
-51.49%
|
|
12/5/2012
|
Sharan Kim Michelle
|
Pres Fncl Plng & Wealth & CMO
|
40,124
|
$21.34
|
165.86%
|
|
11/30/2012
|
Berman Walter Stanley
|
Executive VP and CFO
|
118,762
|
$35.04
|
233.45%
|
|
11/30/2012
|
Berman Walter Stanley
|
Executive VP and CFO
|
-105,147
|
$61.08
|
-61.98%
|
|
11/28/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-69,498
|
$60.51
|
-24.97%
|
|
11/28/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
78,186
|
$35.04
|
39.06%
|
|
11/27/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
61,328
|
$35.04
|
25.08%
|
|
11/27/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-105,632
|
$60.66
|
-34.54%
|
|
11/26/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
138,672
|
$35.04
|
60.59%
|
|
11/26/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-123,065
|
$60.51
|
-33.48%
|
|
11/6/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-5,700
|
$61.00
|
-10.49%
|
|
11/6/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
7,000
|
$21.34
|
14.79%
|
|
11/6/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-10,462
|
$60.55
|
-4.37%
|
|
11/5/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-10,587
|
$60.20
|
-4.24%
|
|
11/2/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
200,000
|
$35.04
|
87.83%
|
|
11/2/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-177,777
|
$60.51
|
-41.57%
|
|
11/2/2012
|
HUNTER KELLI A
|
Exec VP of Human Resources
|
51,238
|
$21.34
|
409.84%
|
|
11/2/2012
|
HUNTER KELLI A
|
Exec VP of Human Resources
|
-44,236
|
$60.00
|
-69.40%
|
|
11/2/2012
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
-108,799
|
$60.00
|
-82.14%
|
|
11/2/2012
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
62,000
|
$35.04
|
355.16%
|
|
11/2/2012
|
Sweeney Joseph Edward
|
Pres-AWM Products & Services
|
53,000
|
$21.34
|
66.70%
|
|
10/31/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-356
|
$58.91
|
-100.00%
|
|
10/31/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-19,303
|
$58.35
|
-28.97%
|
|
10/31/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
21,000
|
$21.34
|
24.93%
|
|
10/31/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-38,604
|
$57.35
|
-36.68%
|
|
10/31/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
46,139
|
$35.04
|
121.08%
|
|
9/14/2012
|
Maglaque Charles Neal
|
Pres. Advice & Wealth Mgt, COO
|
30,380
|
$21.34
|
175.48%
|
|
9/14/2012
|
Maglaque Charles Neal
|
Pres. Advice & Wealth Mgt, COO
|
6,800
|
$35.04
|
64.68%
|
|
9/14/2012
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
-5,716
|
$59.86
|
-36.81%
|
|
9/14/2012
|
McGraw Deirdre Davey
|
EVP Corp Comm/Cmnity Rltns
|
8,183
|
$32.59
|
111.38%
|
|
9/14/2012
|
Maglaque Charles Neal
|
Pres. Advice & Wealth Mgt, COO
|
-34,065
|
$60.05
|
-71.43%
|
|
9/13/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-13,640
|
$58.00
|
-26.36%
|
|
9/13/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
46,134
|
$35.04
|
123.19%
|
|
9/13/2012
|
Junek John Carl
|
Exec VP and General Counsel
|
-31,837
|
$56.21
|
-38.09%
|
|
9/6/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
100,648
|
$32.59
|
41.43%
|
|
9/6/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-115,854
|
$55.64
|
-33.72%
|
|
8/22/2012
|
HUNTER KELLI A
|
Exec VP of Human Resources
|
-6,600
|
$55.00
|
-34.55%
|
|
8/16/2012
|
TRUSCOTT WILLIAM F
|
CEO, U.S. Asset Management
|
-20,000
|
$55.00
|
-30.01%
|
|
8/16/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
-28,560
|
$54.54
|
-10.52%
|
|
8/16/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
32,000
|
$32.59
|
13.36%
|
|
8/15/2012
|
CRACCHIOLO JAMES M
|
Chairman and CEO
|
45,534
|
$32.59
|
19.41%
|