|
Date |
Name |
Title |
Volume |
Trade Price |
Holding Change |
|
5/15/2013
|
Cutler Stephen M
|
General Counsel
|
-15,000
|
$51.00
|
-13.95%
|
|
5/14/2013
|
Erdoes Mary E.
|
Managing Director
|
400,000
|
$19.49
|
259.11%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
-234,476
|
$50.04
|
-54.76%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
16,423
|
$35.61
|
3.99%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
30,000
|
$44.29
|
7.86%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
50,000
|
$46.79
|
15.07%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
51,000
|
$43.20
|
18.17%
|
|
5/14/2013
|
Zames Matthew E
|
Chief Operating Officer
|
100,000
|
$45.79
|
55.32%
|
|
5/14/2013
|
Erdoes Mary E.
|
Managing Director
|
-378,639
|
$50.04
|
-57.86%
|
|
5/14/2013
|
Erdoes Mary E.
|
Managing Director
|
100,000
|
$34.78
|
18.04%
|
|
5/7/2013
|
O'Donovan Mark
|
Corporate Controller
|
-668
|
$49.00
|
-20.78%
|
|
5/3/2013
|
CROWN JAMES S
|
Director
|
57,300
|
$47.29
|
9.94%
|
|
5/3/2013
|
CROWN JAMES S
|
Director
|
30,200
|
$47.29
|
1.01%
|
|
5/3/2013
|
CROWN JAMES S
|
Director
|
124,077
|
$47.29
|
1.99%
|
|
5/3/2013
|
CROWN JAMES S
|
Director
|
89,900
|
$47.29
|
5.47%
|
|
4/25/2013
|
Erdoes Mary E.
|
Managing Director
|
-5,000
|
$49.08
|
-3.14%
|
|
4/24/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
150,000
|
$46.79
|
51.07%
|
|
4/24/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-147,397
|
$48.54
|
-33.22%
|
|
4/23/2013
|
Cutler Stephen M
|
General Counsel
|
-15,000
|
$48.00
|
-12.24%
|
|
4/23/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-120,501
|
$47.82
|
-29.09%
|
|
4/23/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
30,769
|
$44.29
|
8.16%
|
|
4/23/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
89,507
|
$43.20
|
31.11%
|
|
4/23/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
6,243
|
$35.61
|
1.53%
|
|
4/22/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-40,000
|
$47.38
|
-12.21%
|
|
4/22/2013
|
CROWN JAMES S
|
Director
|
91,375
|
$46.98
|
1.49%
|
|
4/22/2013
|
CROWN JAMES S
|
Director
|
58,100
|
$46.98
|
1.98%
|
|
4/22/2013
|
CROWN JAMES S
|
Director
|
6,400
|
$46.98
|
1.12%
|
|
4/22/2013
|
CROWN JAMES S
|
Director
|
68,500
|
$46.98
|
4.35%
|
|
4/19/2013
|
CROWN JAMES S
|
Director
|
10,500
|
$46.99
|
1.88%
|
|
4/19/2013
|
CROWN JAMES S
|
Director
|
54,400
|
$46.99
|
1.89%
|
|
4/19/2013
|
CROWN JAMES S
|
Director
|
113,384
|
$46.99
|
1.88%
|
|
4/19/2013
|
CROWN JAMES S
|
Director
|
5,000
|
$46.99
|
46.28%
|
|
4/19/2013
|
CROWN JAMES S
|
Director
|
29,200
|
$46.99
|
1.89%
|
|
4/18/2013
|
Cutler Stephen M
|
General Counsel
|
-15,000
|
$46.77
|
-10.91%
|
|
3/31/2013
|
BOWLES CRANDALL CLOSE
|
Director
|
527
|
$47.46
|
0.94%
|
|
3/31/2013
|
BURKE STEPHEN B
|
Director
|
395
|
$47.46
|
0.39%
|
|
3/31/2013
|
COTE DAVID M
|
Director
|
395
|
$47.46
|
0.70%
|
|
3/31/2013
|
CROWN JAMES S
|
Director
|
632
|
$47.46
|
0.24%
|
|
3/31/2013
|
FLYNN TIMOTHY PATRICK
|
Director
|
395
|
$47.46
|
2.65%
|
|
3/31/2013
|
JACKSON LABAN
|
Director
|
685
|
$47.46
|
0.56%
|
|
3/31/2013
|
RAYMOND LEE R
|
Director
|
474
|
$47.46
|
0.26%
|
|
2/15/2013
|
Donnelly John L
|
Director Human Resources
|
-11,000
|
$49.34
|
-19.79%
|
|
2/12/2013
|
Hogan John James
|
Chief Risk Officer
|
12,000
|
$44.29
|
3.54%
|
|
2/12/2013
|
Hogan John James
|
Chief Risk Officer
|
100,000
|
$45.79
|
46.55%
|
|
2/12/2013
|
Hogan John James
|
Chief Risk Officer
|
100,000
|
$46.79
|
87.10%
|
|
2/12/2013
|
Hogan John James
|
Chief Risk Officer
|
-228,809
|
$48.96
|
-65.22%
|
|
2/12/2013
|
Hogan John James
|
Chief Risk Officer
|
24,000
|
$43.20
|
7.62%
|
|
2/7/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-365,292
|
$48.33
|
-52.13%
|
|
2/7/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
300,000
|
$39.83
|
99.74%
|
|
2/7/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
100,000
|
$38.98
|
16.64%
|
|
2/6/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-20,000
|
$48.57
|
-6.23%
|
|
2/1/2013
|
O'Donovan Mark
|
Corporate Controller
|
-3,000
|
$47.80
|
-48.25%
|
|
1/31/2013
|
Erdoes Mary E.
|
Managing Director
|
-15,000
|
$47.02
|
-8.60%
|
|
1/29/2013
|
FLYNN TIMOTHY PATRICK
|
Director
|
6,750
|
$46.93
|
82.84%
|
|
1/25/2013
|
Smith Gordon
|
Executive Vice President
|
-21,140
|
$46.83
|
-10.22%
|
|
1/22/2013
|
Zames Matthew E
|
Co-Chief Operating Officer
|
-72,102
|
$46.34
|
-28.56%
|
|
1/22/2013
|
Zames Matthew E
|
Co-Chief Operating Officer
|
-31,750
|
$46.42
|
-11.17%
|
|
1/22/2013
|
Zames Matthew E
|
Co-Chief Operating Officer
|
100,000
|
$19.49
|
54.29%
|
|
1/22/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-28,841
|
$46.34
|
-8.25%
|
|
1/22/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
40,000
|
$19.49
|
12.92%
|
|
1/22/2013
|
Hogan John James
|
Chief Risk Officer
|
-35,970
|
$46.34
|
-23.85%
|
|
1/22/2013
|
Hogan John James
|
Chief Risk Officer
|
7,874
|
$35.61
|
5.25%
|
|
1/22/2013
|
Hogan John James
|
Chief Risk Officer
|
50,000
|
$19.49
|
50.05%
|
|
1/22/2013
|
Hogan John James
|
Chief Risk Officer
|
-6,992
|
$46.34
|
-4.43%
|
|
1/18/2013
|
Donnelly John L
|
Director Human Resources
|
66,667
|
$31.06
|
155.23%
|
|
1/18/2013
|
Donnelly John L
|
Director Human Resources
|
-70,970
|
$46.39
|
-56.11%
|
|
1/18/2013
|
Donnelly John L
|
Director Human Resources
|
16,873
|
$35.61
|
15.39%
|
|
1/18/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
50,000
|
$35.61
|
16.28%
|
|
1/18/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-44,406
|
$46.39
|
-12.43%
|
|
1/17/2013
|
COTE DAVID M
|
Director
|
3,650
|
$46.58
|
6.98%
|
|
1/17/2013
|
CROWN JAMES S
|
Director
|
3,650
|
$46.58
|
1.44%
|
|
1/17/2013
|
BELL JAMES A
|
Director
|
3,650
|
$46.58
|
72.72%
|
|
1/17/2013
|
RAYMOND LEE R
|
Director
|
3,650
|
$46.58
|
2.09%
|
|
1/17/2013
|
FLYNN TIMOTHY PATRICK
|
Director
|
3,650
|
$46.58
|
81.15%
|
|
1/17/2013
|
FUTTER ELLEN V
|
Director
|
3,650
|
$46.58
|
5.13%
|
|
1/17/2013
|
WELDON WILLIAM C
|
Director
|
3,650
|
$46.58
|
6.78%
|
|
1/17/2013
|
Pinto Daniel E
|
Managing Director
|
69,773
|
$46.58
|
47.55%
|
|
1/17/2013
|
JACKSON LABAN
|
Director
|
2,196
|
$26.18
|
1.83%
|
|
1/17/2013
|
JACKSON LABAN
|
Director
|
3,650
|
$46.58
|
3.13%
|
|
1/17/2013
|
JACKSON LABAN
|
Director
|
-1,475
|
$46.58
|
-1.20%
|
|
1/17/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-460,694
|
$46.58
|
-60.00%
|
|
1/17/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
500,000
|
$38.98
|
186.68%
|
|
1/17/2013
|
BOWLES CRANDALL CLOSE
|
Director
|
3,650
|
$46.58
|
7.00%
|
|
1/17/2013
|
Zames Matthew E
|
Co-Chief Operating Officer
|
-23,695
|
$46.45
|
-11.40%
|
|
1/17/2013
|
Pinto Daniel E
|
Managing Director
|
-36,282
|
$46.58
|
-16.76%
|
|
1/17/2013
|
BURKE STEPHEN B
|
Director
|
3,650
|
$46.58
|
3.76%
|
|
1/13/2013
|
Cavanagh Michael J
|
Executive Vice President
|
-47,367
|
$45.81
|
-14.26%
|
|
1/13/2013
|
Bisignano Frank
|
Co-Chief Operating Officer
|
-47,642
|
$45.81
|
-15.10%
|
|
1/13/2013
|
Donnelly John L
|
Director Human Resources
|
-23,662
|
$45.81
|
-35.52%
|
|
1/13/2013
|
Smith Gordon
|
Executive Vice President
|
-39,387
|
$45.81
|
-16.00%
|
|
1/13/2013
|
Erdoes Mary E.
|
Managing Director
|
-72,510
|
$45.81
|
-29.37%
|
|
1/13/2013
|
DIMON JAMES
|
Chairman & CEO
|
-121,648
|
$45.81
|
-5.93%
|
|
1/13/2013
|
Cutler Stephen M
|
General Counsel
|
-47,481
|
$45.81
|
-25.67%
|
|
1/13/2013
|
Zames Matthew E
|
Co-Chief Operating Officer
|
-123,033
|
$45.81
|
-37.18%
|
|
1/13/2013
|
Petno Douglas B
|
Managing Director
|
-36,997
|
$45.81
|
-22.90%
|
|
1/13/2013
|
O'Donovan Mark
|
Corporate Controller
|
-2,333
|
$45.81
|
-27.29%
|
|
1/13/2013
|
Lake Marianne
|
Chief Financial Officer
|
-6,329
|
$45.81
|
-39.72%
|
|
1/13/2013
|
Hogan John James
|
Chief Risk Officer
|
-40,759
|
$45.81
|
-28.98%
|
|
1/13/2013
|
Pinto Daniel E
|
Managing Director
|
-69,646
|
$45.81
|
-32.19%
|
|
12/31/2012
|
COTE DAVID M
|
Director
|
426
|
$43.97
|
0.82%
|