$48.67 -0.02 (-0.041%) LPL Financial Holdings Inc - NASDAQ

Sep. 19, 2014 | 04:00 PM

Insider Transactions

Latest insider trade data based on US Insider Regulatory Filings which are subject to input errors by filers. Insiderslab.com may adjust certain filings for common filing errors on a reasonable effort basis.
Date Name Title Volume Trade Price Holding Change
9/03/2014Oroschakoff MichelleMD, Chief Risk Officer-510$48.09-6.95%
8/05/2014Bergers David P.MD, Legal & Gov't Relations-516$46.51-1.14%
5/07/2014Putnam James SDirector1,706$46.891.62%
5/07/2014SCHIFTER RICHARD PDirector1,706$46.898.43%
5/07/2014RIEPE JAMES SDirector1,706$46.893.43%
5/07/2014BOYCE RICHARD WDirector1,706$46.893.20%
5/07/2014MULCAHY ANNE MDirector1,706$46.8948.91%
5/07/2014Brennan John JosephDirector1,706$46.895.05%
3/06/2014RIEPE JAMES SDirector935$53.471.92%
2/28/2014Thomas LuxEVP, CAO4,000$32.2664.38%
2/28/2014Thomas LuxEVP, CAO-4,000$53.98-39.17%
2/28/2014Thomas LuxEVP, CAO2,200$22.0835.41%
2/22/2014Helliker MarkMD, B/D Support Services-364$54.25-10.96%
2/22/2014Thomas LuxEVP, CAO-230$54.25-4.42%
2/22/2014White George BurtonMD, Chief Investment Officer-383$54.25-9.38%
2/22/2014Khoury Joan DMD, Chief Marketing Officer-365$54.25-6.86%
2/22/2014Kalbaugh John AndrewMD, Institution Services-331$54.25-4.98%
2/22/2014Bruton DerekMD, Independent Advisor Svcs-437$54.25-5.55%
2/22/2014Larsen Sallie R.MD, Chief Human Cap. Officer-365$54.25-5.42%
2/14/2014Moore Robert J.President & COO-99,993$53.29-71.42%
2/14/2014Moore Robert J.President & COO129,999$19.741,299.99%
2/14/2014Bruton DerekMD, Independent Advisor Svcs16,000$22.08203.33%
2/14/2014Bruton DerekMD, Independent Advisor Svcs-16,000$53.21-67.03%
2/13/2014TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-3,823,076$52.00-22.57%
2/12/2014Moore Robert J.President & COO-30,000$52.00-75.00%
2/12/2014Arnold Dan H.Chief Financial Officer-70,000$52.00-28.74%
1/09/2014Putnam James SDirector-30,000$50.00-22.34%
1/07/2014Putnam James SDirector-30,000$48.00-18.26%
12/23/2013Putnam James SDirector-30,000$46.00-15.44%
12/10/2013Putnam James SDirector-11,102$44.00-5.41%
12/09/2013Putnam James SDirector-18,898$44.00-8.43%
11/14/2013Thomas LuxEVP, CAO-1,000$42.31-16.13%
11/13/2013Putnam James SDirector-16,627$42.16-100.00%
11/13/2013Putnam James SDirector-12,868$42.12-5.45%
11/12/2013Putnam James SDirector-33,070$42.01-66.54%
11/12/2013Putnam James SDirector-17,132$42.01-6.77%
11/08/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-59,000$39.68-0.35%
11/07/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-79,029$39.78-0.46%
11/06/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-81,502$40.61-0.48%
11/05/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-119,148$40.72-0.69%
10/21/2013Putnam James SDirector-3,359$40.01-1.31%
10/21/2013Putnam James SDirector-9,233$40.04-15.67%
10/18/2013Putnam James SDirector-26,641$40.01-9.41%
10/18/2013Putnam James SDirector-38,267$40.00-39.37%
9/06/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-21,848$37.58-0.13%
9/05/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-125,865$37.57-0.72%
9/04/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-112,524$37.01-0.64%
9/03/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-97,830$36.89-0.55%
8/30/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-13,050$36.94-0.07%
8/29/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-60,960$37.47-0.34%
6/13/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-57,818$36.67-0.27%
6/12/2013TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-79,908$36.63-0.37%
6/04/2013STIEFLER JEFFREY EDirector-46,942$37.18-90.24%
5/15/2013Putnam James SDirector-30,000$38.00-9.58%
5/15/2013Putnam James SDirector-45,000$38.00-31.65%
5/09/2013Putnam James SDirector-40,000$36.00-21.95%
5/09/2013Putnam James SDirector-30,000$36.00-8.74%
5/03/2013Helliker MarkMD, B/D Support Services24,927$19.74750.36%
5/03/2013Helliker MarkMD, B/D Support Services-24,927$34.73-88.24%
4/10/2013Putnam James SDirector-40,000$34.01-18.00%
4/10/2013Putnam James SDirector-25,000$34.01-6.79%
2/27/2013STIEFLER JEFFREY EDirector-25,000$31.41-32.46%
2/19/2013Putnam James SDirector-22,293$32.67-5.73%
2/19/2013Putnam James SDirector-18,207$32.67-7.57%
2/15/2013Putnam James SDirector-17,707$32.66-4.36%
2/15/2013Putnam James SDirector-21,793$32.66-8.31%
2/11/2013Bruton DerekMD, National Sales Manager-22,348$32.71-100.00%
1/29/2013Brown Stephanie LMD & General Counsel-11,000$33.00-1.95%
1/29/2013Brown Stephanie LMD & General Counsel-10,349$34.00-1.87%
1/28/2013Brown Stephanie LMD & General Counsel-10,349$32.00-1.80%
1/09/2013Brown Stephanie LMD & General Counsel-10,350$30.00-1.77%
12/06/2012Feeney ChristopherMD, Chief Information Officer-9,000$28.07-100.00%
11/23/2012Brown Stephanie LMD & General Counsel-32,056$27.00-5.20%
11/01/2012Brown Stephanie LMD & General Counsel-5,122$29.17-0.82%
10/31/2012Brown Stephanie LMD & General Counsel-1,008$29.02-0.16%
8/16/2012Casady Mark SChairman & Chief Exec. Officer-142,662$28.63-12.07%
8/08/2012Moore Robert J.President & COO20,000$28.42100.00%
6/29/2012Brown Stephanie LMD & General Counsel-11,000$33.83-1.74%
5/10/2012Brown Stephanie LMD & General Counsel14,498$22.082.34%
5/07/2012Dwyer William E IIIPresident, Nat'l Sales-303,411$34.39-28.19%
5/07/2012Dwyer William E IIIPresident, Nat'l Sales20,000$22.081.89%
5/07/2012Dwyer William E IIIPresident, Nat'l Sales24,026$27.802.33%
5/07/2012Dwyer William E IIIPresident, Nat'l Sales603,220$1.49140.56%
5/07/2012Hellman & Friedman LLCSenior Executive Officer-3,625$33.38-21.19%
5/07/2012Hellman & Friedman LLCSenior Executive Officer-872,175$33.38-21.19%
5/07/2012Hellman & Friedman LLCSenior Executive Officer-6,374,200$33.38-21.19%
5/07/2012TPG Group Holdings (SBS) Advisors, Inc.Substantial Shareholder-7,250,000$33.38-21.19%
4/30/2012Eaton JonathanMD, Custom Clearing Services-1,250$35.70-0.62%
4/10/2012Brown Stephanie LMD & General Counsel-14,000$37.26-2.17%
4/10/2012Moore Robert J.Chief Financial Officer8,609$22.0875.58%
4/10/2012Brown Stephanie LMD & General Counsel-11,000$37.36-1.75%
4/09/2012Eaton JonathanMD, Custom Clearing Services-1,250$37.44-0.62%
4/02/2012Eaton JonathanMD, Custom Clearing Services-7,250$37.53-3.47%
3/27/2012Putnam James SDirector-37,544$38.01-12.53%
3/26/2012Putnam James SDirector-2,456$38.00-0.81%
3/26/2012Eaton JonathanMD, Custom Clearing Services-1,250$37.62-0.59%
3/19/2012Eaton JonathanMD, Custom Clearing Services-1,250$36.90-0.59%
3/12/2012Eaton JonathanMD, Custom Clearing Services-1,250$35.83-0.59%
3/09/2012Feeney ChristopherMD, Chief Information Officer-4,300$36.00-100.00%
3/09/2012Putnam James SDirector-40,000$36.00-11.69%
Data provided by Insiderslab.com. To read detailed Insider Trading Research Report for (LPLA), click here.
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