Professionals

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Careers

  1.

    Differences Between Stockbrokers, Investment ...

    Find out how these three financial positions differ and in which areas they ...
  2.

    A Day In The Life Of A Financial Analyst

    Generally speaking, a day in the life of a junior or senior analyst can be ...
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FINRA Exams

  1. Series 3 - National Commodities Futures

  2. Series 6 - Mutual Fund and Annuity Representative

  3. Series 7 - General Securities Representative

  4. Series 9/10 - General Securities Supervisor

  5. Series 22 - Direct Participation Program Limited Representative

  6. Series 24 - General Securities Principal (GP)

  7. Series 26 - Investment Co/Variable Contracts

  8. Series 55 - Equity Trader Limited Representative

  9. Series 63 - Uniform Securities Agent State Law

  10. Series 65 - Uniform Investment Advisor Law Examination

  11. Series 66 - Uniform Combined State Law

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Global Professional Exams

  1. Chartered Financial Analyst (CFA®) Level I

  2. Chartered Financial Analyst (CFA®) Level II

  3. Chartered Financial Analyst (CFA®) Level III

  4. Certified Financial Planner (CFP®)

  5. Chartered Market Technician (CMT®) Level I

  6. Chartered Market Technician (CMT®) Level II

  7. Chartered Market Technician (CMT®) Level III

  8. Financial Risk Manager (FRM®) Part I

  9. Financial Risk Manager (FRM®) Part II

  10. Energy Risk Professional (ERP®)

  11. Licensed International Financial Analyst (LIFA®) Level I

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Canadian Professional Exams

  1. Canadian Securities (CSC™)

  2. Conduct and Practices Handbook (CPH™)

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Continuing Education

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Professionals FAQs
  1.

    Where can I look for a financial planner?

  2. If I am looking to get an Investment Banking job. What education do employers prefer? MBA or CFA?

  3. Can I still pass the CFA Level I if I do poorly in the ethics section?

  4. Where do most fund managers get their market information?

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