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CPH Exam: Conduct and Practices Handbook Course™
A course, offered by the Canadian Securities Institute (CSI),
that allows a finance professional who advises clients, takes
clients orders, supervises branch activities and/or executes
trades as a principal or agent, to gain proficiency on the
rules and regulations associated with the investment industry.
| Time
Limit: |
3
hours |
| Number
of Questions: |
100
questions |
| Passing
Score: |
60% |
| Format: |
Multiple
Choice |
| Enrollment
Fee: |
Fees
vary according to whether an individual is a private
student or is employed at the IDA
or a member firm. |
| Prerequisites: |
Not
applicable. However, it is usually common practice
to complete the Canadian
Securities Course (CSC™) prior to the CPH course. |
| Exam
Date(s): |
Varies
according to the Canadian city in which the exam
will be written. Please see CSIs schedule here. |
| Exam
Locations: |
Canada |
| Official
Exam Website: |
Canadian
Securities Institute |
The
Conduct and Practices Handbook course consists of one
textbook, which is provided by the Canadian Securities
Institute upon enrollment. Be sure to check for updates
in the CSI Interactive section. You are required to
log-in to access updates to the textbook. If an update
was made prior to June but after January of the same
year, the update is examinable beginning in June. If
an update is released after June but before January
of the following year, the update is examinable at the
beginning of January. The CSI provides a list of release
dates and when the material is examinable.
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| What are the pros/cons of naming a trust as the beneficiary of a retirement account? (view answer) |
| | Which constitutional amendment made income tax legal? (view answer) |
| | Is it wise to consolidate credit card debt? (view answer) |
| | Should computer software be classified as an intangible asset or part of property, plant and equipment? (view answer) |
| | In a corporate liquidation, why are unpaid taxes and wages paid before general creditors but after secured bondholders? (view answer) |
| | The interest rate used to define the “risk-free” rate of return is the: (view answer) |
| | The interest rate used to define the “risk-free” rate of return is the: (view answer) |
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