Q:

Unfortunately, a CFA charter does not qualify you for any FINRA exam exemptions.

A:

MORE FAQS

  1. What are the differences between the Series 6 exam and the Series 7 exam?

  2. What financial certifications or exams do I need to complete in order to qualify for registration as an Investment Advisor Representative?

  3. What role does the 'chip cycle' play in the electronics sector?

  4. I have passed the Series 63 and FINRA Series 7, but would like to become licensed as an investment advisor. Should I take the Series 65 or Series 66?

  5. How many people fail the series 63 exam every year?

  6. Do I need to be a U.S. resident to take the Series 63 exam as an individual?

  7. I need special accommodations when taking the Series 63 exam. How are such arrangements made?

  8. What certification series does one need to be a bond broker?

  9. What are my options if I fail my Series 63 exam?

  10. Is it possible to take the Series 6 exam without being sponsored?

  11. What does passing the Series 6 enable me to do?

  12. Do I have to successfully complete the Series 7 exam before I can register for the Series 63 exam?

  13. Is it possible to take the Series 7 exam without being sponsored?

  14. When must the required three years of qualifying work experience be completed in order to become a CFA charterholder?

  15. I failed the Series 6 exam. How long must I wait before I can re-take it?

  16. Who's required to fill out a Schedule C IRS form?

  17. What's the difference between IRS Forms 1040EZ and 1040A?

  18. Are dividends the best way to make money for retirement?

  19. When short selling, how long should you hold on to a short?

  20. What schools did Warren Buffett attend on his way to getting his science and economics degrees?

RELATED FAQS

  1. What are the differences between the Series 6 exam and the Series 7 exam?

    Learn about the regulatory exams needed to become a limited or registered representative and the main differences between ...
  2. What financial certifications or exams do I need to complete in order to qualify ...

    In general, most states require the successful completion of the Series 65 exam or both the Series 7 and Series 66 exams. ...
  3. What role does the 'chip cycle' play in the electronics sector?

    Read about some of the best and most popular test prep classes for the Series 6 FINRA securities licensing exam, including ...
  4. I have passed the Series 63 and FINRA Series 7, but would like to become licensed ...

    Becoming an investment adviser representative requires more examination than just taking the FINRA Series 63 exam. See what ...
  5. How many people fail the series 63 exam every year?

    How many stock brokers failed the Series 63 exam before they passed successfully? Here is what you need to know before taking ...
  6. Do I need to be a U.S. resident to take the Series 63 exam as an individual?

    No. The Financial Industry Regulatory Authority or FINRA, (previously the National Association of Securities Dealers), does ...
RELATED TERMS
  1. Series 27

    A securities license entitling the holder to become a chief financial ...
  2. Series 23

    An exam offered by the Financial Industry Regulatory Authority ...
  3. Series 7

    A general securities registered representative license administered ...
  4. Series 86/87

    An exam administered by the Financial Industry Regulatory Authority ...
  5. Series 26

    A securities license entitling the holder to register as a limited ...
  6. Series 66

    An exam administered by the Financial Industry Regulatory Authority ...
Hot Definitions
  1. Co-pay

    A type of insurance policy where the insured pays a specified amount of out-of-pocket expenses for health-care services such ...
  2. Protectionism

    Government actions and policies that restrict or restrain international trade, often done with the intent of protecting local ...
  3. Fiduciary

    A fiduciary is a person who acts on behalf of another person, or persons to manage assets.
  4. Demonetization

    Demonetization is the act of stripping a currency unit of its status as legal tender and is necessary whenever there is a ...
  5. Investment

    An asset or item that is purchased with the hope that it will generate income or appreciate in the future. In an economic ...
  6. Redlining

    The unethical practice whereby financial institutions make it extremely difficult or impossible for residents of poor inner-city ...
Trading Center