The NASD may extend your examination window to the next available appointment at your test center, if you contact your exam center at least ten business days prior to the close of your examination window.

This extension does not apply if there are places available but the time is just inconvenient for you, or if there are no places within your window and you are unwilling to accept the next available appointment at your test center.

  1. I failed the Series 7 exam. How long must I wait before I can take it again?

    If you fail your first attempt at the Series 7 exam, your sponsor can submit an amendment to reopen a window in which you ... Read Answer >>
  2. What should I bring to the Series 63 exam?

    Taking the Series 63 exam doesn't have to be stressful. With our guide, you can know everything you need to be prepared on ... Read Answer >>
  3. Can I bring food and drink into the CFA testing room?

    You are not permitted to bring in or consume any food or drink in the CFA testing room. The CFA Institute put this rule in ... Read Answer >>
  4. My job with a member firm has recently been terminated and I do not want to write ...

    The National Association of Securities Dealers (NASD) states that if you become employed with another member firm within ... Read Answer >>
  5. What does it mean to invest in money center banks?

    Invest in foreign and domestic banks when you invest in money center banks. You'll find these financial centers in many major ... Read Answer >>
  6. Do I have to reach a certain age before I can write an NASD exam?

    The National Association of Securities Dealers (NASD) does not stipulate that individuals must be a minimum age to write ... Read Answer >>
Related Articles
  1. Financial Advisor

    Losing Your Job: From A To Z

    Job loss can be devastating. Learn how to anticipate it and quickly get back on your feet.
  2. Financial Advisor

    Pass Your CFA Exams on the First Try

    Become one of the elite who pass these exams by using these simple study methods.
  3. Managing Wealth

    7 Ways To Recession-Proof Your Life

    Find out what you can do to prepare and cope in tough economic times.
  4. Small Business

    8 Steps To Becoming Your Own Boss

    Your step-by-step guide to leaving the nine-to-five world and striking out on your own ... successfully.
  5. Managing Wealth

    4 Signs Your Business is Ready for the Next Stage

    Is your business is ready for the next level? The signs may not be what you think. Structure, processes and mastering your revenue are the keys.
  6. Investing

    10 Ways To Prepare For A Personal Financial Crisis

    Life is unpredictable, but if there's anything you can do to stave off disaster, it's to be prepared and be careful.
  7. Small Business

    5 Signs You're About To Be Fired

    These red flags might mean it's time to start looking for a new job.
  8. Financial Advisor

    How Advisors Can Get the Best Price for Their Firm

    Selling your financial advisory practice is one of the most important transactions you will complete. Here's how to be sure you're getting the best price.
  1. Investment Center

    A business unit that can utilize capital to directly contribute ...
  2. Window Guaranteed Investment Contract

    A type of investment plan where a series of payments are made ...
  3. Series 65

    A securities license required by most U.S. states for individuals ...
  4. Window Dressing

    A strategy used by mutual fund and portfolio managers near the ...
  5. NASD Rule 2790

    A ruling passed by the National Association of Dealers (NASD), ...
  6. Bank Examination

    An evaluation of the safety and soundness of a bank. The primary ...
Trading Center