A:

If you are not currently employed by a member firm you can get your exam scores by contacting FINRA in writing and requesting an "individual snapshot." If you are employed, you can contact your registration department for the same information.

If you are not currently registered, you can obtain your individual snapshot for no extra cost. It must be requested by and sent to only you; FINRA stipulates that it will not forward requests to a third party, even if you have authorized it in writing. Keep in mind that if you have not been registered for longer than two years, you may not be able to receive complete registration information.

In your request for your individual snapshot, the following information is required by FINRA:

  • Name.
  • Home address.
  • Social security number or CRD number
  • Your residential fax number (if you want the request by fax).
  • Signature.

To download FINRA's Snapshot Report Request Form, click here.

RELATED FAQS
  1. I have already obtained my Series 7; however, I am no longer working for a member ...

    According to the Financial Industry Regulatory Authority or FINRA, (previously the National Association of Securities Dealers ... Read Answer >>
  2. I decided not to take the Series 63 exam. Can I get a refund?

    Learn about the Series 63 exam's fees and the appropriate steps and requirements for having a refund request approved by ... Read Answer >>
  3. I have not received my Series 7 exam certificate. Where can I obtain it?

    The National Association of Securities Dealers (NASD) does not provide candidates with any physical certificate signifying ... Read Answer >>
  4. How do I get my free credit report and score from each credit bureau?

    Learn how to obtain copies of your credit report for free from the three credit bureaus and where you might find your credit ... Read Answer >>
Related Articles
  1. Financial Advisor

    Steps to Starting Up an Independent Broker Dealer

    Launching your own broker-dealer is a lot of work, but the potential payoff is great, both personally and financially.
  2. Insights

    Identity Theft: Who To Call For Help

    If your identity is stolen, it's critical to act fast. Find out what to do if it happens.
  3. Taxes

    When You Can't Pay Uncle Sam

    If you can't pay your taxes, there are some steps you can take to protect yourself. Discover your options here.
  4. Insights

    FINRA: How It Protects Investors

    Find out the history of FINRA, and how it's organized to monitor the markets and protect investors.
  5. Financial Advisor

    7 Easy Steps to Negotiating a Raise

    Salary negotiations aren't easy, but even if your company is on a tight budget, you can still ask for more.
  6. Personal Finance

    Tips For Changing Your Career Path In 2013

    Don't let the arrival of the new year cause you to rush into a change of career. Carefully examine your reasons for wanting a change.
  7. Taxes

    Common Tax Mistakes To Avoid

    Find out what mistakes people often make on their returns, and how to avoid them on yours.
  8. Retirement

    Laid Off? You Can Still Retire

    Joblessness is temporary, but neglecting your retirement savings has permanent consequences.
  9. Managing Wealth

    7 Ways to Recession-Proof Your Life

    Find out what you can do to prepare and cope in tough economic times.
RELATED TERMS
  1. Series 27

    A securities license entitling the holder to become a chief financial ...
  2. Series 7

    A general securities registered representative license administered ...
  3. FINRA BrokerCheck

    An information vehicle containing statistics on both past and ...
  4. Series 11 License - Assistant Representative - Order Processing

    A securities license, administered by the Financial Industry ...
  5. Series 23

    An exam offered by the Financial Industry Regulatory Authority ...
  6. Financial Industry Regulatory Authority - FINRA

    A regulatory body created after the merger of the National Association ...
Trading Center