Since I do not have a certificate of completion, where can I get a copy of my exam score(s)?

By Shauna Carther AAA
A:

If you are not currently employed by a member firm you can get your exam scores by contacting FINRA in writing and requesting an "individual snapshot." If you are employed, you can contact your registration department for the same information.

If you are not currently registered, you can obtain your individual snapshot for no extra cost. It must be requested by and sent to only you; FINRA stipulates that it will not forward requests to a third party, even if you have authorized it in writing. Keep in mind that if you have not been registered for longer than two years, you may not be able to receive complete registration information.

In your request for your individual snapshot, the following information is required by FINRA:

  • Name.
  • Home address.
  • Social security number or CRD number
  • Your residential fax number (if you want the request by fax).
  • Signature.

To download FINRA's Snapshot Report Request Form, click here.

RELATED FAQS

  1. If I am looking to get an Investment Banking job. What education do employers prefer? ...

    If you are looking specifically for an investment banking position, an MBA may be marginally preferable over the CFA. The ...
  2. Can I still pass the CFA Level I if I do poorly in the ethics section?

    You may still pass the Chartered Financial Analysis (CFA) Level I even if you fare poorly in the ethics section, but don't ...
  3. What certification series does one need to be a bond broker?

    One major requirement before one can become a bond broker is to pass the General Securities Representative Exam, commonly ...
  4. I am not a resident of the United States, but would like to be qualified as a registered ...

    Even if you are not a resident of the United States, you may be eligible to take an abbreviated form of the Series 7 exam. ...
RELATED TERMS
  1. Credit Business Fellow - CBF

    A designation for achievers who have proven knowledge in intermediate ...
  2. Credit Business Associate - CBA

    A designation awarded to those who show mastery in financial ...
  3. Series 79

    A examination to ensure a candidate is qualified to become a ...
  4. Leadership

    The ability of a company's management to make sound decisions ...
  5. Series 34

    An exam required for individuals seeking to engage in off-exchange ...
  6. Certified Fraud Examiner - CFE

    A professional certification available to fraud examiners. The ...
comments powered by Disqus
Related Articles
  1. Become A Certified Financial Divorce ...
    Retirement

    Become A Certified Financial Divorce ...

  2. Top 6 Ways To Recession-Proof Your Job
    Personal Finance

    Top 6 Ways To Recession-Proof Your Job

  3. Accredited Financial Counselor: An Introduction
    Professionals

    Accredited Financial Counselor: An Introduction

  4. How To Improve Your Leadership Skills
    Personal Finance

    How To Improve Your Leadership Skills

  5. Introduction To The CAIA Designation
    Professionals

    Introduction To The CAIA Designation

Trading Center