How can I find out if my employer is a member of FINRA?

By Shauna Carther AAA
A:

To find out if your employer is a member of the Financial Industry Regulatory Authority or FINRA (previously the National Association of Securities Dealers (NASD)), perform a search for your firm's name on FINRA's BrokerCheck. BrokerCheck is a free service provided to the public by FINRA.



If your firm is currently registered, its information will be in the BrokerCheck database, as it derives its information from the Central Registration Depository (CRD).



To perform a search now, click here.



RELATED FAQS

  1. How do you use Microsoft Excel to calculate liquidity ratios?

    Learn how to calculate the most common liquidity ratios in Microsoft Excel by inputting financial figures from a company's ...
  2. How do you protect yourself against sudden unemployment?

    Learn the steps you can take to protect yourself from unexpected job loss and how you can turn a potentially desperate time ...
  3. How do you financially prepare yourself for unemployment?

    Lean some simple ways that you can financially prepare for the possibility of unemployment. Read information for saving money ...
  4. What are the top trends in corporate social responsibility?

    Learn about top trends in corporate social responsibility. Companies are increasing transparency, innovating, investing locally ...
RELATED TERMS
  1. Lilly Ledbetter Fair Pay Act

    A federal law designed to ensure equal pay for all workers, regardless ...
  2. Age Discrimination In Employment Act Of 1967

    A federal statute protecting "certain applicants and employees" ...
  3. Civil Rights Act of 1964

    Landmark federal legislation that prohibits discrimination on ...
  4. Occupational Safety And Health Act

    Law passed in 1970 to encourage safer workplace conditions in ...
  5. Administrative Order On Consent (AOC)

    An agreement between an individual or business and a regulatory ...
  6. Pre-Disability Earnings

    The amount of qualifying income that a disability insurance policyholder ...

You May Also Like

Related Articles
  1. Economics

    America's Most Notorious Corporate Criminals

  2. Economics

    The Economic Impact of Better US-Cuba ...

  3. Stock Analysis

    How AT&T Will Rise As America Movil ...

  4. Forex

    Bitcoin's Main Stumbling Block: Navigating ...

  5. Investing Basics

    Enterprise Resource Planning System: ...

Trading Center