How can I find out if my employer is a member of FINRA?

By Shauna Carther AAA
A:

To find out if your employer is a member of the Financial Industry Regulatory Authority or FINRA (previously the National Association of Securities Dealers (NASD)), perform a search for your firm's name on FINRA's BrokerCheck. BrokerCheck is a free service provided to the public by FINRA.



If your firm is currently registered, its information will be in the BrokerCheck database, as it derives its information from the Central Registration Depository (CRD).



To perform a search now, click here.



RELATED FAQS

  1. What moral hazards are present with salaried employees?

    Discover that moral hazards are a common problem facing many companies today. The good news is that there are plenty of ways ...
  2. How has the Internet impacted Value-Added Network (VAN) providers?

    Discover how the advent of the Internet has challenged the Value-Added Network, or VAN, model of distributing electronic ...
  3. How have technical skills shifted over the past century in the workforce?

    Learn how technological and economic changes have shaped the American workforce during the past century and how hiring began ...
  4. What causes human capital to depreciate?

    Read about what life events may cause a worker's human capital to depreciate, both in absolute terms and relative value compared ...
RELATED TERMS
  1. Back Pay

    The amount of salary and other benefits that an employee claims ...
  2. Cumis Counsel

    Legal counsel chosen by the insured when the insurer has a conflict ...
  3. Constructive Discharge Claim

    An insurance claim made by an employee who has quit his or her ...
  4. Separation Of Powers

    An organizational structure in which responsibilities, authorities, ...
  5. TSA PreCheck

    This program allows travelers deemed low-risk by the Transportation ...
  6. Lilly Ledbetter Fair Pay Act

    A federal law designed to ensure equal pay for all workers, regardless ...

You May Also Like

Related Articles
  1. Economics

    The Economic Impact of Better US-Cuba ...

  2. Stock Analysis

    How AT&T Will Rise As America Movil ...

  3. Forex

    Bitcoin's Main Stumbling Block: Navigating ...

  4. Investing News

    Mexicans Unsure about Mexican Reforms

  5. Investing

    AT&T Versus America Movil: An American ...

Trading Center