How can I find out if my employer is a member of FINRA?

By Shauna Carther AAA
A:

To find out if your employer is a member of the Financial Industry Regulatory Authority or FINRA (previously the National Association of Securities Dealers (NASD)), perform a search for your firm's name on FINRA's BrokerCheck. BrokerCheck is a free service provided to the public by FINRA.



If your firm is currently registered, its information will be in the BrokerCheck database, as it derives its information from the Central Registration Depository (CRD).



To perform a search now, click here.



RELATED FAQS

  1. What's the difference between outsourcing and insourcing?

    Discover that costs, resources, control and location are some of the major differences for an organization when deciding ...
  2. What is human capital and how is it used?

    Learn about the concept of human capital, how it is developed and why it is important for businesses to protect their human ...
  3. Do employers use agency theory in labor relations?

    Learn more about how agency theory works and how it is used to illustrate relationships between principals and agents in ...
  4. How do firms improve their employees' human capital?

    Learn what human capital is, how a firm can benefit from improving human capital and some ways a firm can improve its employees' ...
RELATED TERMS
  1. Contra Proferentem Rule

    A rule in contract law which states that any clause considered ...
  2. Back Pay

    The amount of salary and other benefits that an employee claims ...
  3. Cumis Counsel

    Legal counsel chosen by the insured when the insurer has a conflict ...
  4. Constructive Discharge Claim

    An insurance claim made by an employee who has quit his or her ...
  5. Separation Of Powers

    An organizational structure in which responsibilities, authorities, ...
  6. TSA PreCheck

    This program allows travelers deemed low-risk by the Transportation ...

You May Also Like

Related Articles
  1. Stock Analysis

    Will American Airlines Fall Back To ...

  2. Stock Analysis

    3 Things I Learned From The Container ...

  3. Stock Analysis

    Qualcomm's New Buyback Program Is Well-Timed

  4. Mutual Funds & ETFs

    The Impact of the Janus Market Timing ...

  5. Economics

    The Economic Impact of Better US-Cuba ...

Trading Center