Professionals FAQs

  1. Do I have to complete all exams within a certain period of time to receive the CFA charter?

  2. If I am looking to get an investment banking job, what education do employers prefer? MBA or CFA?

  3. Is it possible to take the Series 6 exam without being sponsored?

  4. How many attempts at each CFA exam is a candidate permitted?

  5. How many attempts at the series 7 test are permitted?

  6. It is now 6 month after you just purchased a $1,000 face value TIPS ...

  7. Price taker markets differ from price searcher markets because in a price taker market ...

  8. Below is an example of US Treasury yields for various maturities ...

  9. Which of the following statements is (are) true with respect to the key characteristics of the Global ...

  10. Which of the following statements most accurately describes the impact of an expansionary fiscal policy ...

  11. Which of the following statements are true with respect to price-earnings (P/E) multiples ...

  12. A company issues some shares in order to finance the purchase of some more production facilities ...

  13. Which of the following statements least accurately describes the ways in which a swap may be terminated

  14. If during a period of rising prices, a LIFO liquidation occurs ...

  15. Which of the following statements are true with respect to the coefficient of determination ...

  16. Deciles, percentiles, quintiles and quartiles divide a distribution into how many portions ...

  17. Under a pegged exchange rate system which of the following measures can be undertaken by a home country ...

  18. Your client, Todd, owns 100 shares of HAT stock in his taxable stock portfolio ...

  19. Do I need to take the Series 6 examination after I have already successfully completed the Series 7?

  20. How do I become a CFA charterholder?

  21. I failed the Series 6 exam. How long must I wait before I can re-take it?

  22. When must the required four years of qualifying work experience be completed in order to become a CFA charterholder?

  23. What personal items am I allowed to bring with me into the CFA exam testing room?

  24. If I do not have a U.S. Bachelor's Degree or equivalent, can I still qualify for registration in the CFA program?

  25. If I already hold a professional certification am I eligible for any exemptions from CFA Program requirements?

  26. I am interested in pursing the CFA charter, but I do not have a degree in business and have not worked within the financial or investment environment. Do I still have a chance of successfully completing the course?

  27. Is there any difference between a holder of a Chartered Financial Analyst Designation and a Certified Financial Analyst?

  28. What type of work experience can count towards the work experience required in order to obtain the CFA charter?

  29. What forms of ID are acceptable for admittance into the CFA examination room?

  30. What is the maximum amount of time that can elapse between CFA examinations?

  31. Is it required to order the CFA guides in order to prepare for the CFA?

  32. Can I obtain my CFA charter without U.S. work experience?

  33. How do I find a testing facility in my area?

  34. If I have passed the Series 7 exam, do I need to write the 6 and 63 exams as well?

  35. Are there any continuing education requirements after I pass the Series 7 examination?

  36. What is the difference between Series 9/10 and Series 24 qualification exams?

  37. I failed the Series 7 exam. How long must I wait before I can take it again?

  38. Is it possible to take the Series 7 exam without being sponsored?

  39. How can I withdraw from my CFA Level 1 exam?

  40. How do I register for the CFA program for the first time?

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