Darth
Vader, CFA, will begin a new job next week with a
regional brokerage firm. Since this firm employs a
number of CFA charterholders, which of the following
acts is the "least" that Darth could do
on his first day at work, and still not violate the
Standards?
a) Even
if Darth does nothing, given the firm's apparent acceptance
of CFA charterholders, Standard III(A) - Duty to Inform
Employer of Code and Standards will not be violated.
b) Simply remind the supervisor that as a CFA charterholder,
he is obligated to the same standards as the firm's
existing charterholders.
c) Inform his supervisor in writing of his obligation
to abide by the Code and Standards and deliver a copy
of the Code and Standards for the firm's records.
d) Simply submit in writing of his obligation to abide
by the Codes and Standards.
