Question of the Week
If an issuer wishes to register a
security in the state, and it is a new issue being
registered with the SEC, the least complicated method
to choose would be:
a) Registration by coordination
b) Registration by qualification
c) Registration by filing
d) Registration by certification
The correct answer is a.
Registration by coordination is permitted when the issuer has filed a registration application with the SEC under the Securities Act of 1933.