Series 26 Exam

The series 26 exam is administered by the Financial Industry Regulatory Authority (FINRA). Passing the series 26 exam will provide an individual with the qualifications necessary to become a limited principal and to supervise and manage sales activities for investment companies and annuities.

Series 26 Online Study Guide Book Icon

Series 26 Online Study Guide

Pass the Series 26 Exam to manage and supervise sales activities for investment and annuity companies with our Free Online Study Guide - Click Here

Exam Details

Time Limit: 2 hours and 30 minutes
Cost: $95 US as of August 2012. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information.
Number of Questions: 110, plus 5 "pre-test" questions
Passing Score: 70%
Format: Multiple Choice
Prerequisites: Successful completion of the Series 6 or Series 7 exam.
Exam Date(s): Any weekday
Exam Locations: Find your U.S. or international exam center here
Official Exam Website: http://www.finra.org

Exam Topic Weights


Function 1 - Personnel Management Activities and Registration of the Broker-Dealer -
16 Questions

Function 2 Supervises Associated Persons and Oversees Sales Practices - 49 Questions

Function 3 Oversees Compliance and Business Processes of the Broker-Dealer and its Offices - 45 Question

Total 110 Questions





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