Series 55 Exam: Equity Traderlimited Representative

An exam administered by the Financial Industry Regulatory Authority (FINRA)(previously the National Association of Securities Dealers (NASD)), that will provide an individual with the qualifications necessary in order trade equity and convertible debt securities as a principal or agent.

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Exam Details

Time Limit: 3 hours
Cost: $105 US as of August 2012. Note that this is the examination enrollment fee ONLY--other fees will also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information.
Number of Questions: 100, plus 10 "pre-test" questions
Passing Score: 70%
Format: Multiple Choice
Prerequisites: Successful completion of the Series 7, Series 17, Series 37, Series 38, or Series 62 exam.
Exam Date(s): Any weekday
Exam Locations: Find your U.S. or international exam center here
Offical Exam Website: http://www.finra.org


Exam Topic Weights

For an in-depth breakdown of the below topics, refer to the PDF study outline provided by FINRA here.

Series 55 Exam Topic Weights By Section




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