|
|
|
|
|
Series 55 Exam: Equity Traderlimited Representative
An exam administered by the Financial Industry Regulatory Authority (FINRA)(previously the National Association of Securities Dealers (NASD)), that will provide an individual with the qualifications necessary in order trade equity and convertible debt securities as a principal or agent.
| Time Limit: |
3 hours |
| Number of Questions: |
100 questions |
| Passing Score: |
70% |
| Format: |
Multiple Choice |
| Examination Fee: |
$85 US as of August 2007. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information. |
| Prerequisites: |
Successful completion of the Series
7 or Series 62 exam. |
| Exam Date(s): |
Any Weekday |
| Exam Locations: |
Find your U.S. or international exam center here |
| Official Exam Website: |
http://www.finra.org |
Change text below image to: For an in-depth breakdown of the above topics, refer to the PDF study outline provided by FINRA here.
Related Links & Resources
Get
Series 55 Study Materials - Pass the Series
55 exam with ease! Click here to get a study book and over
500 chapter and final exam questions to ensure that you are
prepared!
|
|
|
|
 |
| Why would you want a monthly benefit versus a daily benefit? (view answer) |
| | Do stocks that trade with a large daily volume generally have less volatility? (view answer) |
| | When did earnings conference calls become open to the public? (view answer) |
| | Which is NOT a component of investment income? (view answer) |
| | What is a long-short mutual fund? (view answer) |
| | What are Schedule K-1 documents used for? (view answer) |
| | Why might a bond agreement limit the amount of assets that the firm can lease? (view answer) |
|
|
|
|
|
