|
|
|
|
|
Series 55 Exam: Equity Traderlimited Representative
An exam administered by the Financial Industry Regulatory Authority (FINRA)(previously the National Association of Securities Dealers (NASD)), that will provide an individual with the qualifications necessary in order trade equity and convertible debt securities as a principal or agent.
| Time Limit: |
3 hours |
| Number of Questions: |
100 questions |
| Passing Score: |
70% |
| Format: |
Multiple Choice |
| Examination Fee: |
$85 US as of August 2007. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information. |
| Prerequisites: |
Successful completion of the Series
7 or Series 62 exam. |
| Exam Date(s): |
Any Weekday |
| Exam Locations: |
Find your U.S. or international exam center here |
| Official Exam Website: |
http://www.finra.org |
Change text below image to: For an in-depth breakdown of the above topics, refer to the PDF study outline provided by FINRA here.
Related Links & Resources
Get
Series 55 Study Materials - Pass the Series
55 exam with ease! Click here to get a study book and over
500 chapter and final exam questions to ensure that you are
prepared!
|
|
|
|
 |
| What are the pros/cons of naming a trust as the beneficiary of a retirement account? (view answer) |
| | Which constitutional amendment made income tax legal? (view answer) |
| | Is it wise to consolidate credit card debt? (view answer) |
| | Should computer software be classified as an intangible asset or part of property, plant and equipment? (view answer) |
| | In a corporate liquidation, why are unpaid taxes and wages paid before general creditors but after secured bondholders? (view answer) |
| | The interest rate used to define the “risk-free” rate of return is the: (view answer) |
| | The interest rate used to define the “risk-free” rate of return is the: (view answer) |
|
|
|
|
|
