Exam Prep - Series 6 Exam
This exam is administered by the Financial Industry Regulatory Authority (FINRA) (previously the National Association of Securities Dealers (NASD)). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.
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Pass the Series 6 Exam so you can sell mutual funds, annuities and insurance premiums with our Free Online Study Guide-
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- For an in-depth breakdown of the above topics, refer to the PDF study outline provided by the FINRA
here
Frequently Asked Questions
1. Is it possible to take the Series 6 exam without being sponsored?
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2. What activities can an Investment Company Products/Variable Contracts Limited Representative perform?
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3. I failed the Series 6 exam. How long must I wait before I can re-take it?
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If an individual becomes a policyholder of a variable life insurance policy and is uncertain whether this is the appropriate instrument for him and his family; within what period of time must the insurance company allow him to exchange the variable policy for a traditional whole life policy without additional evidence of insurability?
a) 9 months
b) 2 years
c) 90 days
d) 18 months
Answer
