Series 63 Exam
An exam administered by the Financial Industry Regulatory Authority or FINRA, (formerly the National Association of Securities Dealers). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a limited registered representative who solicits orders for corporate debt and equity securities such as common and preferred stock, bonds, warrants, and more.
|Time Limit:||One hour and 15 minutes|
|Number of Questions:||60, plus 5 "pre-test" questions|
|Prerequisites:||There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.|
|Exam Date(s):||Any day of the week, excluding Sundays|
|Exam Locations:||Find an exam center in your state here. Complete information about your appropriate testing center, admittance requirements and exam administration will be included with the enrollment confirmation form mailed to you.|
|Official Exam Website:||http://www.finra.org|
Exam Topic Weights
For an in-depth breakdown, see the North American Securities Administrators Association's (NASAA) study guide.