Series 63 Exam

An exam administered by the Financial Industry Regulatory Authority or FINRA, (formerly the National Association of Securities Dealers). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a limited registered representative who solicits orders for corporate debt and equity securities such as common and preferred stock, bonds, warrants, and more.

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Exam Details

Time Limit: One hour and 15 minutes
Cost: $115
Number of Questions: 60, plus 5 "pre-test" questions
Passing Score: 72%
Format: Multiple Choice
Prerequisites: There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.
Exam Date(s): Any day of the week, excluding Sundays
Exam Locations: Find an exam center in your state here. Complete information about your appropriate testing center, admittance requirements and exam administration will be included with the enrollment confirmation form mailed to you.
Official Exam Website: http://www.finra.org


Exam Topic Weights

For an in-depth breakdown, see the North American Securities Administrators Association's (NASAA) study guide.

Series 63 Exam Topic Weights By Section





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