Exam Prep - Series 63 Exam
An exam administered by the Financial Industry Regulatory Authority or FINRA, (formerly the National Association of Securities Dealers). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a limited registered representative who solicits orders for corporate debt and equity securities such as common and preferred stock, bonds, warrants, and more.
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- For an in-depth breakdown, see the North American Securities Administrators Association’s (NASAA) study guide..