Series 7 Exam
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|Time Limit:||6 hours. Note that the exam is broken into two parts and each part has a time limit of 3 hours.|
|Cost:||$290.00 as of August 2012.|
|Number of Questions:||250, plus 10 "pre-test" questions|
|Prerequisites:||You must be sponsored by a financial company who is a member of FINRA, or a Self-Regulatory Organization (SRO).|
|Exam Date(s):||Any weekday|
|Exam Locations:||Find your U.S. or international exam center here|
|Official Exam Website:||http://www.finra.org|
Exam Topic Weights
Individuals in the United Kingdom or Canada, in good standing with their respective
country's regulatory authority, may be eligible to take an abbreviated form of the
Acceptable abbreviated version include the Series 17, Series 37, or Series 38 exams.
Terms To Know
Frequently Asked Questions
Question of the Week
When a corporation wishes to open a margin account with a broker-dealer, which of the following is required?
- I. A corporate resolution from the board of directors
- II. A copy of the corporation’s trust indenture
- III. A copy of the corporation’s charter or by-laws
- IV. An agreement that the stock of the corporation will not be traded by the broker-dealer as a market-maker.
- a) I, II
- b) I, III
- c) II, IV
- d) I, II, III, IV
- View Answer »