An exam administered by the Financial Industry Regulatory Authority (FINRA). Completion of the Series 79 Exam is intended to identify the competency of an entry-level investment banker. The exam focuses on topic areas intended to measure the knowledge, skills and abilities that an investment banker needs to perform, in accordance with principals of trade, federal and state laws and industry regulations.
Series 79 Exam
|Time Limit:||5 hours|
|Number of Questions:||175, plus 10 "pre-test" questions|
|Prerequisites:||Sponsorship by a FINRA member|
|Exam Date(s):||Any day of the week, excluding Sundays|
|Exam Locations:||Find your U.S. or international exam center here|