Series 9/10 Exam: General Securities Sales Supervisor
These exams are administered by the Financial Industry Regulatory Authority (FINRA)(previously the National Association of Securities Dealers (NASD)). Successful completion of both the Series 9 and 10 examinations will qualify an individual to act as a principal who supervises sales for a general securities firm.
Get Series 9/10 Study Books and CD Test Program
|Time Limit:||5 hours 30 minutes|
|Number of Questions:||
|Cost:||Series 9: $75.00 as of August 2012.
Series 10: $120.00 as of August 2012.
Note that these are the qualification examination fees only, please visit the FINRA registration/exam fee schedule for more information.
|Passing Score:||70% for both exams|
|Prerequisites:||You must have a Series 7 license.|
|Exam Date(s):||Any weekday|
|Exam Locations:||Find your U.S. or international exam center here|
|Offical Exam Website:||http://www.finra.org|
Exam Topic Weights
In order to become a General Securities Sales Supervisor, candidates must successfully complete both Series 9 and 10 exams. They can be taken in any order at any time within their 120-day enrollment period.