Blue Sky Laws

  1. Understand the SEC Rules on Equity Crowdfunding

    The SEC's adoption of equity crowdfunding rules, initiated under the JOBS Act, enables ...
  2. Succeeding At The Series 63 Exam

    Your career as a securities agent begins with this test. We'll show you how to score ...
  3. Series 63, Series 65 Or Series 66?

    When joining the world of investment professionals, you must take the right exams. ...
  4. The SEC: A Brief History Of Regulation

    The SEC has continued to make the market a safer place and to learn from and adapt ...
  5. This Week In Financial History: Birthdays, Theory ...

    In the world of finance, March marks the anniversary of a number of important beginnings ...
Hot Definitions
  1. Super Bowl Indicator

    An indicator based on the belief that a Super Bowl win for a team from the old AFL (AFC division) foretells a decline in ...
  2. Flight To Quality

    The action of investors moving their capital away from riskier investments to the safest possible investment vehicles. This ...
  3. Discouraged Worker

    A person who is eligible for employment and is able to work, but is currently unemployed and has not attempted to find employment ...
  4. Ponzimonium

    After Bernard Madoff's $65 billion Ponzi scheme was revealed, many new (smaller-scale) Ponzi schemers became exposed. Ponzimonium ...
  5. Quarterly Earnings Report

    A quarterly filing made by public companies to report their performance. Included in earnings reports are items such as net ...
Trading Center