Definitions tagged as

Broker Terminology

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  1. Discretionary Investment Management

  2. Execution Only

  3. Business Broker

  4. National Best Bid and Offer - NBBO

  5. Dealer

  6. Market-Maker Spread

  7. Floor Broker (FB)

  8. Bid Support

  9. Brokered Market

  10. Advisory Management

  11. Day Loan

  12. Fictitious Trade

  13. Block Trading Facility - BTF

  14. Compliance Officer

  15. Limited Discretionary Account

  16. Manual Execution

  17. Aleatory Contract

  18. Quote Stuffing

  19. Self-Dealing

  20. Qualified Professional Asset Manager - QPAM

  21. Upstairs Market

  22. European Best Bid And Offer - EBBO

  23. Segregation

  24. Covered Stock (Coverage)

  25. Deep Discount Broker

  26. Off-Floor Order

  27. Outside Broker

  28. Distribution Stock

  29. Flat Dollar

  30. Story Paper

  31. Direct Market Access - DMA

  32. Minimum Balance

  33. Burst Basket

  34. Blind Brokering

  35. Aged Fail

  36. Board Broker System

  37. Board Lot

  38. Broker

  39. Broker Association

  40. Broker Booth Support System - BBSS

  41. Broker-Reseller

  42. Brokered Deposit

  43. Cancellation

  44. Cash Transaction

  45. Clean Your Skirts

  46. Coverage Initiated

  47. Crest

  48. Cross

  49. Dark Pool Liquidity

  50. Deck

  51. Direct-Access Broker

  52. Discretionary Account

  53. Do Not Increase - DNI

  54. Don't Know - DK

  55. Executing Broker

  56. Exhaust Price

  57. Expunge

  58. Firm Quote

  59. Full Trading Authorization

  60. Give Up

  61. Hypothecation

  62. In Street Name

  63. Large Trader

  64. Member Firm

  65. Minimum Deposit

  66. Minus Tick

  67. Negative Obligation

  68. No Quote

  69. Non-Directed Order

  70. Non-Objecting Beneficial Owner - NOBO

  71. Order Management System - OMS

  72. Order Splitting

  73. Paid-Up

  74. Pairing Off

  75. Payment For Order Flow

  76. Pit

  77. Principal Orders

  78. Prop Shop

  79. Public Book (Of Orders)

  80. Research Note

  81. Rolling Settlement

  82. Round Lot

  83. Securities Lending

  84. Securities Transfer Association Medallion Program - STAMP

  85. Selling Away

  86. Stock Ahead

  87. Stock Exchange Daily Official List - SEDOL

  88. Stock Power

  89. Stock Record

  90. Stockbroker

  91. Street Name

  92. Tape Is Late

  93. Tape Shredding

  94. Third Market Maker

  95. Trading Account

  96. Transfer Procedures

  97. Window Settlement

  98. Wire House Broker

  99. Wrap Account

  100. Yield Spread Premium

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