FAQs tagged as

Continuing Education

  1. What's the difference between a financial advisor and a financial planner?

  2. Who is eligible to take out federal student loans?

  3. What are some examples of how I could use my IRA savings for college?

  4. Do real estate agents need a degree?

  5. If I am looking to get an Investment Banking job. What education do employers prefer? ...

  6. Can I still pass the CFA Level I if I do poorly in the ethics section?

  7. What certification series does one need to be a bond broker?

  8. What type of work experience can count towards the work experience required in order ...

  9. How do I find a testing facility in my area?

  10. Which popular professional certification exams do not require sponsorship?

  11. Is it possible to take the Series 6 exam without being sponsored?

  12. Since I do not have a certificate of completion, where can I get a copy of my exam ...

  13. What forms of ID are acceptable for admittance into the CFA examination room?

  14. If I have passed the Series 7 exam, do I need to write the 6 and 63 exams as well?

  15. Is it possible to take the Series 7 exam without being sponsored?

  16. Which States do not require a Representative to write the Series 63 exam?

  17. How many attempts at each CFA exam is a candidate permitted?

  18. How long will my Series 7 license last after my employment has been terminated at ...

  19. If I have already completed the Series 6 examination, do I have to complete the entire ...

  20. Do I have to successfully complete the Series 7 exam before I can register for the ...

  21. How many attempts at the Series 7 exam are permitted?

  22. What is the maximum amount of time that can elapse between CFA examinations?

  23. Where are the testing centers for the Series 7 examination?

  24. Do I need to take the Series 6 examination after I have already successfully completed ...

  25. Is it required to order the CFA guides in order to prepare for the CFA?

  26. Are there any continuing education requirements after I pass the Series 7 examination?

  27. I am not a resident of the United States, but would like to be qualified as a registered ...

  28. Do I have to reach a certain age before I can write an NASD exam?

  29. I have a CFA designation. Do I qualify for any exemptions from FINRA licensing exams?

  30. How can I withdraw from my CFA Level 1 exam?

  31. What careers are popular among CFA charterholders?

  32. Does FINRA make any allowances for people whose first language is not English?

  33. Do I need to be sponsored or employed by a member firm in order to write the Series ...

  34. Can I obtain my CFA charter without U.S. work experience?

  35. Do I need to be a U.S. resident to take the Series 63 exam as an individual?

  36. If my employment with my current firm terminates relatively soon, do I have two years ...

  37. I passed my Series 7 exam, but I terminated employment at my sponsoring firm before ...

  38. When must the required three years of qualifying work experience be completed in ...

  39. I have already obtained my Series 7; however, I am no longer working for a member ...

  40. Do I need to have my Series 7 license for at least 36 months before I take the Series ...

  41. Do I have to complete all exams within a certain period of time to receive the CFA ...

  42. What personal items am I allowed to bring with me into the CFA exam testing room?

  43. Am I qualified once I complete my FINRA certification exam?

  44. How do I become a CFA charterholder?

  45. How do I receive sponsorship from a member firm in order to write a Series 7 exam?

  46. Can I bring food and drink into the CFA testing room?

  47. Where can I find a copy of an old Series 7 exam?

  48. If I do not have a U.S. Bachelor's Degree or equivalent, can I still qualify for ...

  49. What is the difference between Series 9/10 and Series 24 qualification exams?

  50. What are some common and useful retirement planner designations? Are they expensive ...

  51. What financial certifications or exams do I need to complete in order to qualify ...

  52. I hold a professional degree. Am I eligible to sit for the Certified Financial Planner ...

  53. If I already hold a professional certification am I eligible for any exemptions from ...

  54. What happens if there are no places available for me to sit for my exam within my ...

  55. Do I need to be a U.S. citizen to sit for any NASD examinations?

  56. I am interested in pursing the CFA charter, but I do not have a degree in business ...

  57. I failed the Series 7 exam. How long must I wait before I can take it again?

  58. I failed the Series 6 exam. How long must I wait before I can re-take it?

  59. Is there any difference between a holder of a Chartered Financial Analyst Designation ...

  60. I have not received my Series 7 exam certificate. Where can I obtain it?

  61. I am not currently employed at a member firm, but I have independently written the ...

  62. How do I register for the CFA program for the first time?

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