Financial Advisor

  1. How to Give Clients the Right Portfolio Perspective

    Clients' ability to access immediate information about the market is a blessing and ...
  2. To Roll a 401(k) Over or Not: Guiding Clients

    A critical decision for clients who change jobs a few times in their career is what ...
  3. Traps That Lead to Market Underperformance Part ...

    There are many psychological traps that lead to defeat in investing. But I've noticed ...
  4. Your Next Advisor Could Be an Olympic Athlete

    Many of the skills and characteristics honed by professional athletes fit well into ...
  5. The Fiduciary Rule and Its Impact on Mutual Funds

    The cost of mutual funds will come under scrutiny as part of the move towards transparency ...
  6. Finra Releases Q&A Guidance on Recruiting

    FINRA has issued further guidance on its recruiting practices rule, which includes ...
  1. New York REIT to Liquidate (NYRT)

    New York REIT plans to liquidate and delist from the New York Stock Exchange.
  2. Robo-Advisors vs. Passively Managed Funds: Which ...

    Expense is the main distinction between the two, but each has its plusses and minuses, ...
  3. 3 Mutual Funds From Pzena for Retail Investors

    Find more out about Pzena Investment Management's new rollout of a series of mid-cap ...
  4. Synovus Stock Trades Ex-Dividend Tuesday (SNV)

    Synovus will send its dividend payment on July 1 to shareholders of record as of ...
  5. Comerica Stock Trades Ex-Dividend Monday (CMA)

    Comerica will send its dividend payment on July 1 to shareholders of record as of ...
  6. E*Trade Builds Its Own RoboAdvisor (ETFC)

    E*Trade's product, known as Adaptive Portfolio, will offer a combination of active ...
  1. Countdown to Retirement

    Retirement is staring you in the face...and decisions are looming about your savings, ...
  1. What's the average salary of a financial advisor?

    Learn about average salaries for financial advisors. Explore different levels of compensation financial advisors receive ...
  2. Do financial advisors charge VATs?

    Understand what types of actions on behalf of a financial advisor constitute a value-added tax (VAT). Learn how to avoid ...
  3. How do financial advisors execute trades?

    Understand how financial advisors normally execute an investor's trades. Learn about the different type of markets and exchanges ...
  4. How do financial advisors help you avoid escheatment?

    Find out your financial advisor can help you avoid escheatment of your assets by monitoring your accounts and ensuring that ...
  1. Series 99

    FINRA/NASAA Series 99 Exam Guide
  2. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Federal Direct Loan Program

    A program that provides low-interest loans to postsecondary students and their parents. The William D. Ford Federal Direct ...
  2. Cash Flow

    The net amount of cash and cash-equivalents moving into and out of a business. Positive cash flow indicates that a company's ...
  3. PLUS Loan

    A low-cost student loan offered to parents of students currently enrolled in post-secondary education. With a PLUS Loan, ...
  4. Graduate Record Examination - GRE

    A standardized exam used to measure one's aptitude for abstract thinking in the areas of analytical writing, mathematics ...
  5. Graduate Management Admission Test - GMAT

    A standardized test intended to measure a test taker's aptitude in mathematics and the English language. The GMAT is most ...
  6. Magna Cum Laude

    An academic level of distinction used by educational institutions to signify an academic degree which was received "with ...
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