Financial Advisor

  1. 5 Marketing Strategies for Financial Advisors

    Here are five different strategies advisors can implement to market themselves and ...
  2. How Advisors Can Understand Client Personalitites

    Personality tests may unlock clues into the attitude and investing behavior of clients. ...
  3. Late IRA Rollovers Get Relief From IRS

    The new self-certification process will make it much easier and cheaper to correct ...
  4. Outsource Your Fiduciary Duties with This Startup

    Startup Vestwell aims to use technology to help advisors stay compliant with the ...
  5. Why the Fiduciary Rule Might Drive Fees Back ...

    The DoL’s new fiduciary rule will have a big impact upon the fee structure that is ...
  6. Financial Lessons from José Fernández's Untimely ...

    What financial planning lessons can be learned from the untimely passing of Miami ...
  1. How to Acquire Affluent Clients

    Financial advisors need to establish trust to gain affluent clients. These strategies ...
  2. 10 of the Most Famous Financial Advisors (BRK-A)

    The most famous financial advisors are a mix of legendary investors, best-selling ...
  3. What Are Virtual Financial Advisors?

    The internet has provided a convenient way for financial advisors to offer their ...
  4. How to Evaluate Smart Beta ETF Strategies (IWD, ...

    ETF providers are rolling out new smart beta products at a rapid pace. Here are some ...
  5. Are Smart Beta ETFs Active, Passive or Both?

    Are smart beta ETFs a form of passive management, active management or a hybrid of ...
  6. How Financial Advisors Measure Capital Market ...

    Capital market expectations directly influence how a financial advisor allocates ...
  1. Countdown to Retirement

    Retirement is staring you in the face...and decisions are looming about your savings, ...
  1. What's the average salary of a financial advisor?

    Learn about average salaries for financial advisors. Explore different levels of compensation financial advisors receive ...
  2. Do financial advisors charge VATs?

    Understand what types of actions on behalf of a financial advisor constitute a value-added tax (VAT). Learn how to avoid ...
  3. How do financial advisors execute trades?

    Understand how financial advisors normally execute an investor's trades. Learn about the different type of markets and exchanges ...
  4. How do financial advisors help you avoid escheatment?

    Find out your financial advisor can help you avoid escheatment of your assets by monitoring your accounts and ensuring that ...
  1. Series 99

    FINRA/NASAA Series 99 Exam Guide
  2. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Trickle-Down Theory

    An economic idea which states that decreasing marginal and capital gains tax rates - especially for corporations, investors ...
  2. Derivative

    A security with a price that is dependent upon or derived from one or more underlying assets.
  3. Fiduciary

    A fiduciary is a person who acts on behalf of another person, or persons to manage assets.
  4. Sharpe Ratio

    The Sharpe Ratio is a measure for calculating risk-adjusted return, and this ratio has become the industry standard for such ...
  5. Death Taxes

    Taxes imposed by the federal and/or state government on someone's estate upon their death. These taxes are levied on the ...
  6. Retained Earnings

    Retained earnings is the percentage of net earnings not paid out as dividends, but retained by the company to be reinvested ...
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