Financial Advisor

  1. 3 Unintended Consequences From the New Fiduciary ...

    Learn about three possible unintended consequences of the newly passed DOL fiduciary ...
  2. Helping Clients Avoid 6 Big Retirement Landmines

    Your clients may hold well thought-out retirement plans, but things happen that can ...
  3. Wells Fargo to Launch Robo-Advisor in 2017

    Wells Fargo is preparing to enter the robo-advisor field with the launch of its service ...
  4. Why Advisors May Want to Get to Know Envestnet

    Envestnet may be the answer for advisors looking for a complete client service system. ...
  5. Digital Marketing Tips to Grow Advisors' Business

    Advisors may want to consider these digital marketing tips when it comes to maximizing ...
  6. Paying Down Debt Early

    For those with a strong aversion to having debt, here is an approach that can enable ...
  1. 3 Mutual Funds From Pzena for Retail Investors

    Find more out about Pzena Investment Management's new rollout of a series of mid-cap ...
  2. Synovus Stock Trades Ex-Dividend Tuesday (SNV)

    Synovus will send its dividend payment on July 1 to shareholders of record as of ...
  3. Comerica Stock Trades Ex-Dividend Monday (CMA)

    Comerica will send its dividend payment on July 1 to shareholders of record as of ...
  4. E*Trade Builds Its Own RoboAdvisor (ETFC)

    E*Trade's product, known as Adaptive Portfolio, will offer a combination of active ...
  5. Smart Beta: How Does Quality Factor In?

    One of the factors used in smart beta strategies is quality. Here's a look at this ...
  6. Why Advisors Are Flocking to This Pricey ETF ...

    Despite its high expense ratio advisors are flocking to this ETF. Here's why.
  1. Countdown to Retirement

    Retirement is staring you in the face...and decisions are looming about your savings, ...
  1. Do financial advisors charge VATs?

    Understand what types of actions on behalf of a financial advisor constitute a value-added tax (VAT). Learn how to avoid ...
  2. How do financial advisors execute trades?

    Understand how financial advisors normally execute an investor's trades. Learn about the different type of markets and exchanges ...
  3. How do financial advisors help you avoid escheatment?

    Find out your financial advisor can help you avoid escheatment of your assets by monitoring your accounts and ensuring that ...
  4. Why do financial advisors dislike target-date funds?

    Learn the reasoning behind why financial advisors prefer not to place their clients into target-date funds and how you can ...
  1. Series 99

    FINRA/NASAA Series 99 Exam Guide
  2. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Cyclical Stock

    An equity security whose price is affected by ups and downs in the overall economy. Cyclical stocks typically relate to companies ...
  2. Front Running

    The unethical practice of a broker trading an equity based on information from the analyst department before his or her clients ...
  3. After-Hours Trading - AHT

    Trading after regular trading hours on the major exchanges. The increasing popularity of electronic communication networks ...
  4. Omnibus Account

    An account between two futures merchants (brokers). It involves the transaction of individual accounts which are combined ...
  5. Weighted Average Life - WAL

    The average number of years for which each dollar of unpaid principal on a loan or mortgage remains outstanding. Once calculated, ...
  6. Real Rate Of Return

    The annual percentage return realized on an investment, which is adjusted for changes in prices due to inflation or other ...
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