Financial Industry Regulatory Authority

  1. How To Become A Corporate Board Member

    We look at how corporate boards are constructed, and how investors can get involved. ...
  2. Are Equity-Indexed Annuities Right For You?

    Equity-indexed annuities can be confusing to understand, but for conservative investors, ...
  3. Picking Your First Broker

    If you're a rookie investor, your first big investment decision should be an informed ...
  4. Dissecting Declarations, Ex-Dividends And Record ...

    Understanding the dates of the dividend payout process can be tricky. We clear up ...
  5. The Dirt On Delisted Stocks

    Listed securities are "the cream of the crop". Find out how a firm can lose that ...
  6. Tips For Passing The Series 6 Exam

    Find out what you can do during the test to make sure you get a passing score.
  1. Should You Add A Securities License To Your Qualifications?

    Clients love planners who sell securities, but a securities license takes a lot of ...
  1. I completed the Series 6, do I have to complete the entire Series 7?

    After having written the Series 6 examination, there would be significant overlap with the Series 7 in areas such as mutual ...
  2. How should a change in accounting principle be recorded and reported?

    Learn about changes in accounting principle and why businesses make them, as well as the reporting and recording requirements ...
  3. How does FINRA differ from the SEC?

    With all the financial organizations out there, knowing what they all do can be as complicated as knowing where to invest. ...
  4. What certification series does one need to be a bond broker?

    One major requirement before one can become a bond broker is to pass the General Securities Representative Exam, commonly ...
Trading Center
×

You are using adblocking software

Want access to all of Investopedia? Add us to your “whitelist”
so you'll never miss a feature!