Financial Professionals

  1. Find a New Financial Advisor Who's Right for ...

    It is a jolt when a long-time financial consultant leaves. Be sure not to make a ...
  2. Ethical Issues For Financial Advisors

    Financial advisors may face ethical issues in their work. Find out what they are.
  3. Six Things Bad Financial Advisors Do

    So you've gone to the trouble and expense of hiring a financial advisor. Here's how ...
  4. Top 10 Cities For A Career In Finance

    Moving to one of these financial hot-spot destinations could set your career in motion. ...
  5. Billionaire John Paulson's Q1 Biotechs: AGN, ...

    Let's take a look at billionaire hedge fund manager John Paulson's Q1 investments ...
  6. Top 5 Occupations With the Widest Gender Income ...

    Find out which occupations have the widest pay gaps between male and female pay, ...
  1. David Einhorn's Q1 Favorites: AAPL,YHOO,SUNEQ

    Find out why David Einhorn's Greenlight Capital increased its Q1 stake in AAPL, YHOO, ...
  2. Ken Fisher's Q1 Investment Moves: AAPL,EBAY,CSCO

    Ken Fisher made some interesting changes in AAPL, EBAY, and CSCO to his portfolio ...
  3. Billionaire John Paulson's Q1 Biotechs: AGN, ...

    Let's take a look at billionaire hedge fund manager John Paulson's Q1 investments ...
  4. T. Rowe Price vs. Fidelity: Comparing Small Business ...

    Read about two reputable 401(k) providers offering plans for small businesses, and ...
  5. Merrill Edge vs. Edward Jones: Comparing Small ...

    Read about 401(k) plans for small businesses offered by two national providers, one ...
  6. Natixis Global Asset Management: Investment Manager ...

    Read about the investment operations of Natixis Global Asset Management, a multiaffiliate ...
  1. Do financial advisors work only in banks?

    Learn how financial advisors are employed not only by various financial institutions, such as banks, but an increasing number ...
  2. What are the benefits of financial sampling?

    Learn more about how financial sampling is used to determine whether or not inaccurate or fraudulent information exists in ...
  3. How do I get started with a career in asset management?

    Find out how to get stated with a career in asset management whether you are still an undergraduate student or making a career ...
  4. How do I attract high net worth individuals (HNWI) as clients at my financial advisor ...

    Learn who high net worth individuals are and what you can do to attract and retain them in your financial advisory practice.
  1. CFP

    CFP Exam Guide
  2. Series 4

    FINRA Series 4 Exam Guide
  3. Series 99

    FINRA/NASAA Series 99 Exam Guide
  4. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Duration

    A measure of the sensitivity of the price (the value of principal) of a fixed-income investment to a change in interest rates. ...
  2. Dove

    An economic policy advisor who promotes monetary policies that involve the maintenance of low interest rates, believing that ...
  3. Cyclical Stock

    An equity security whose price is affected by ups and downs in the overall economy. Cyclical stocks typically relate to companies ...
  4. Front Running

    The unethical practice of a broker trading an equity based on information from the analyst department before his or her clients ...
  5. After-Hours Trading - AHT

    Trading after regular trading hours on the major exchanges. The increasing popularity of electronic communication networks ...
  6. Omnibus Account

    An account between two futures merchants (brokers). It involves the transaction of individual accounts which are combined ...
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