Financial Professionals

  1. How to Distinguish Advisors From Salespeople

    What's in a financial professional's title? Often a great deal of confusion and potential ...
  2. Identifying a Breach of Fiduciary Duty

    Pension fund managers are not the only entities owing a fiduciary duty to stockholders. ...
  3. Is An MBA The Best Bet For Finance, Econ Students?

    An MBA offers a fairly comprehensive business education, while a master's program ...
  4. Want To Be A Financial Planner? Eye These Schools

    If you're interested in becoming a financial planner here's a quick look at what ...
  5. The Alphabet Soup of Financial Certifications

    We decode the meaning of the many letters that can follow the names of financial ...
  6. Executive MBA Programs: Managers Going Back To ...

    If you're working in management and want to move forward in your career,this degree ...
  1. Identifying a Breach of Fiduciary Duty

    Pension fund managers are not the only entities owing a fiduciary duty to stockholders. ...
  2. David Einhorn's Q1 Favorites: AAPL,YHOO,SUNEQ

    Find out why David Einhorn's Greenlight Capital increased its Q1 stake in AAPL, YHOO, ...
  3. Ken Fisher's Q1 Investment Moves: AAPL,EBAY,CSCO

    Ken Fisher made some interesting changes in AAPL, EBAY, and CSCO to his portfolio ...
  4. Billionaire John Paulson's Q1 Biotechs: AGN, ...

    Let's take a look at billionaire hedge fund manager John Paulson's Q1 investments ...
  5. T. Rowe Price vs. Fidelity: Comparing Small Business ...

    Read about two reputable 401(k) providers offering plans for small businesses, and ...
  6. Merrill Edge vs. Edward Jones: Comparing Small ...

    Read about 401(k) plans for small businesses offered by two national providers, one ...
  1. Do financial advisors work only in banks?

    Learn how financial advisors are employed not only by various financial institutions, such as banks, but an increasing number ...
  2. What are the benefits of financial sampling?

    Learn more about how financial sampling is used to determine whether or not inaccurate or fraudulent information exists in ...
  3. How do I get started with a career in asset management?

    Find out how to get stated with a career in asset management whether you are still an undergraduate student or making a career ...
  4. How do I attract high net worth individuals (HNWI) as clients at my financial advisor ...

    Learn who high net worth individuals are and what you can do to attract and retain them in your financial advisory practice.
  1. CFP

    CFP Exam Guide
  2. Series 4

    FINRA Series 4 Exam Guide
  3. Series 99

    FINRA/NASAA Series 99 Exam Guide
  4. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Graduate Management Admission Test - GMAT

    A standardized test intended to measure a test taker's aptitude in mathematics and the English language. The GMAT is most ...
  2. Magna Cum Laude

    An academic level of distinction used by educational institutions to signify an academic degree which was received "with ...
  3. Cover Letter

    A written document submitted with a job application explaining the applicant's credentials and interest in the open position. ...
  4. 403(b) Plan

    A retirement plan for certain employees of public schools, tax-exempt organizations and certain ministers. Generally, retirement ...
  5. Master Of Business Administration - MBA

    A graduate degree achieved at a university or college that provides theoretical and practical training to help graduates ...
  6. Liquidity Event

    An event that allows initial investors in a company to cash out some or all of their ownership shares and is considered an ...
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