FAQs tagged as

Government Regulation

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  1. What role does the Inspector General play with the Securities and Exchange Commission?

  2. What is a private secondary market?

  3. What are the ethical arguments against government subsidies to companies like Tesla?

  4. Has deregulation helped or hurt the profitability of companies in the telecommunications ...

  5. What do I do if I think an accountant is in violation of the Generally Accepted Accounting ...

  6. What are the primary risks an investor should consider when investing in the retail ...

  7. What level of reserve ratios is typical for an insurance company to protect against ...

  8. Can a special administrative region declare autonomy?

  9. What protections are in place for a whistleblower?

  10. How does a broker decide which customers are eligible to open a margin account?

  11. To what extent is the oil and gas sector dominated by a few major companies?

  12. What does a Power Purchase Agreement (PPA) mean in the utilities sector?

  13. What happens if the Federal Reserve lowers the reserve ratio?

  14. What does it mean when a utility company has a natural monopoly on a market?

  15. What barriers to entry exist in the utilities sector?

  16. How strongly does government regulation impact the utilities sector?

  17. How does government regulation impact the retail sector?

  18. How does government regulation impact the telecommunications sector?

  19. How can I obtain an abatement for property taxes?

  20. What average annual growth rate is typical for the banking sector?

  21. What regulations exist to protect infant industries?

  22. How does protectionism affect gross domestic product (GDP?)

  23. What are the major laws (acts) regulating financial institutions that were created ...

  24. How did the Dodd-Frank Act change whistleblower protection and processes?

  25. Are so-called self-offering and self-management covered by "Financial Instruments ...

  26. What is the minimum capital adequacy ratio that must be attained under Basel III?

  27. Is a private company required to disclose financial information to the public?

  28. Which federal regulatory agencies approved and are now responsible for enforcing ...

  29. What are key benefits to a country that has engaged in a policy of currency depreciation?

  30. What external factors can influence EBITDA margins?

  31. If left in place long term, what problems does protectionism cause for a country?

  32. What should I do to prepare for an IRS audit?

  33. What is the difference between the Volcker Rule and the Glass-Steagall Act?

  34. What role does credit play in the economic boom and bust cycle?

  35. What are the advantages of a limited government in connection with a capitalist economy?

  36. What accounting and regulatory standards is a correspondent bank subject to?

  37. In what types of societies does limited government work best?

  38. Are all disabilities treated the same for Substantial Gainful Activity (SGA) thresholds?

  39. How does stratified random sampling influence government policy decisions?

  40. Has the Dodd-Frank regulatory reform bill protected consumers?

  41. What do regulators think of Value at Risk (VaR)?

  42. How do government subsidies affect the profitability of the airline industry?

  43. How do modern companies assess business risk?

  44. How does a value added tax (VAT) impact the stages of production?

  45. What factors must a company consider before establishing an American Depository Receipt ...

  46. What is the difference between a state income tax and a federal income tax?

  47. Are custodians barred from engaging in commercial banking?

  48. How can minimum wages contribute to a market failure?

  49. How does proration affect asset depreciation?

  50. How does the Social Security Administration determine the Substantial Gainful Activity ...

  51. What does it mean when a derivative is marked to market?

  52. How does the effective tax rate for an individual differ from that of a corporation?

  53. What is the income breakdown for the effective tax rate?

  54. What are some of the key reasons a large corporation might prefer to remain a private ...

  55. What should a whistleblower do if their employer retaliates?

  56. What impact did the Sarbanes-Oxley Act have on corporate governance in the United ...

  57. Who regulates the various types of exchange traded funds (ETFs)?

  58. Do small banks ever act as custodians?

  59. How can I lower my effective tax rate without lowering my income?

  60. How does the market share of a few companies affect the Herfindahl-Hirschman Index ...

  61. In what ways does government regulation impact the insurance sector?

  62. What kinds of financial instruments are designated as “Securities” by Cabinet Order?

  63. What are some historical examples of debt securitization?

  64. What is Substantial Gainful Activity (SGA) and why is it important?

  65. Which states have the lowest minimum wage?

  66. What is the difference between the Sarbanes-Oxley Act and the Dodd-Frank Act?

  67. What is the optimal level of withholding tax to enter on my W-4?

  68. What are the benefits of investing in a money market fund?

  69. What is the difference between a money market fund and a savings account?

  70. What incentives are there for a given country to enforce sustainable growth rate ...

  71. What are the main differences between a mixed economic system and pure capitalism?

  72. What are some disadvantages of a mixed economic system?

  73. Did the repeal of the Glass-Steagall Act contribute to the 2008 financial crisis?

  74. What are some of the more common reasons divestiture occurs?

  75. Who are the most famous people convicted of insider trading?

  76. What are some common features of a mixed economic system?

  77. How does the Affordable Care Act affect moral hazard in the health insurance industry?

  78. What parameters are required for a market to exhibit perfect competition?

  79. What is the history of the sustainable growth rate?

  80. To what extent does government regulation impact the electronics sector?

  81. How does analyzing a bank's financial statements differ from companies in other sectors?

  82. How was Glass-Steagall weakened prior to its repeal?

  83. Can you accidentally engage in insider trading?

  84. How is free enterprise affected by monetary policy?

  85. How are earmarks and pork barrel spending related?

  86. What is the purpose of the Herfindahl-Hirschman Index?

  87. In what types of economies are regressive taxes common?

  88. Is a person registered for Financial Instruments Business eligible to conduct both ...

  89. Can I stop working to decrease my Substantial Gainful Activity (SGA)?

  90. How are corporate poison pills regulated in the United States?

  91. How did Sarbanes Oxley (SOX) affect the rules and regulations for account reconciliation?

  92. Are there any regulations on transfer pricing?

  93. Why does financial accounting have to comply with GAAP?

  94. How is a market failure prevented with regard to public goods?

  95. How is a market failure corrected?

  96. Which markets are most prone to market failure from adverse selection?

  97. How does adverse selection affect insurance premiums?

  98. How were bonds and derivatives manipulated in the LIBOR scandal of 2012?

  99. Where did the concept of reconciliation in accounting come from?

  100. What financial regulation exist to control the secondary market?

  • Showing 1-100 of 174 items
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