Investment Company Act

  1. Mutual Fund Or ETF: Which Is Right For You?

    Learn the differences between these investment products and how to take full advantage. ...
  2. Business Owners: Rules For Qualified Retirement ...

    Business owners need to take note of how they handle qualified-plan distributions ...
  3. The Rise Of The Modern Investment Bank

    Get to know a little bit about the institutions whose actions help to guide free ...
  4. 6 Proven Tips For Series 6 Success

    These techniques can help you pass this test without the added stress.
  5. How Mutual Funds Differ Around The World

    Learn which country has the strictest rules on mutual fund construction and why. ...
  6. The SEC: A Brief History Of Regulation

    The SEC has continued to make the market a safer place and to learn from and adapt ...
  1. How are variable annuities regulated?

    Discover the various rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority ...
  2. What is an unregistered mutual fund?

    An unregistered mutual fund is a general name given to investment companies that are not formally registered with the Securities ...
  3. When did mutual funds come to the U.S.A.?

    On March 21,1924, the Massachusetts Investors Trust was incorporated, marking the birth of the American mutual fund industry. ...
  4. Under the Investment Company Act of 1940, an investment company must have minimum ...

    A. $25,000B. $50,000C. $100,000D. $500,000 Correct answer: CAn investment company (mutual fund) must have at ...
Hot Definitions
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    A group of European countries that participates in the world economy as one economic unit and operates under one official ...
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    The rapid selling of securities, such as stocks, bonds and commodities. The increase in supply leads to a decline in the ...
  3. Brazil, Russia, India And China - BRIC

    An acronym for the economies of Brazil, Russia, India and China combined. It has been speculated that by 2050 these four ...
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    The Brexit, an abbreviation of "British exit" that mirrors the term Grexit, refers to the possibility of Britain's withdrawal ...
  5. Underweight

    1. A situation where a portfolio does not hold a sufficient amount of a particular security when compared to the security's ...
  6. Russell 3000 Index

    A market capitalization weighted equity index maintained by the Russell Investment Group that seeks to be a benchmark of ...
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