FAQs tagged as

Law in Finance

  1. What kinds of financial instruments are designated as “Securities” by Cabinet Order?

  2. What's the difference between cash-on-delivery differ and delivery against payment?

  3. What are the different ways I can file my income tax return?

  4. How are corporate poison pills regulated in the United States?

  5. How legally binding is a letter of intent?

  6. How does a letter of intent work in the context of mergers and acquisitions?

  7. How is the Chairman of the Securities and Exchange Commission (SEC) chosen?

  8. In what context is a corporation considered to be an individual entity?

  9. Can you sue an insurance company for not paying a claim over a waiver of subrogation ...

  10. What companies have been targeted for anti-trust action in the 21st century?

  11. Is the law of supply and demand a law or just a hypothesis?

  12. Are there international maritime laws that govern delivery duty paid?

  13. When and why were GAAP first established?

  14. What is the difference between an IPO and a private placement?

  15. If caught, what implications does money laundering have on a business?

  16. Who enforces GAAP?

  17. Do all countries follow the same GAAP?

  18. Are any arm's-length transactions disadvantageous to both parties?

  19. How are arm's-length transactions determined by law?

  20. How do regulators ensure that markets are conducted at arm's length?

  21. How does government regulation impact the railroads sector?

  22. What are the legal barriers to vertical integration?

  23. What are the main communication points between a CFO and a CEO?

  24. How does lack of corporate social responsibility hurt a company's bottom line?

  25. What are the regulations involved in releasing an ETF on the open market?

  26. How quickly should my financial advisor sell a stock that I have asked him or her ...

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