Definitions tagged as

Laws & Regulation

  • Showing 1-100 of 668 items
  • 1
  • 2
  • 3
  • ...
  • 7
  • >>
  1. 10-K Wrap

  2. 19c3 Stock

  3. 3C1

  4. 3C7

  5. 500 Investor Rule

  6. Accounting and Auditing Organization for Islamic Financial Institutions - AAOIFI

  7. Accounting Series Releases - ASRs

  8. Adequate Notice

  9. Adjustment Bureau

  10. Administrative Law

  11. Administrator

  12. ADV Form

  13. Adverse Domination

  14. Adware

  15. Affidavit Of Loss

  16. Affirmative Action

  17. Affirmative Obligation

  18. Affordable Market Value (AMV)

  19. Agency By Necessity

  20. Alberta Securities Commission - ASC

  21. Alimony Payment

  22. All-Holders Rule

  23. Alternative Trading System - ATS

  24. Amendment

  25. American Clean Energy And Security Act Of 2009

  26. American Jobs Creation Act Of 2004

  27. American Rule

  28. Americans With Disabilities Act - ADA

  29. Anti-Boycott Regulations

  30. Anti-Reciprocal Rule

  31. Appraised Equity Capital

  32. Appurtenance

  33. Article 9

  34. ASC X12

  35. ASC X9

  36. Asset Liquidation Agreement (ALA)

  37. Assignor

  38. Attachment

  39. Attestation

  40. Attorney In Fact

  41. Attorney's Fee Awards

  42. Attorney's Letter

  43. Attribution Rules

  44. Audit Trail

  45. Authorized Investment

  46. Backing Away

  47. Baked In The Cake

  48. Bank Restriction Act of 1797

  49. Bank Secrecy Act - BSA

  50. Banking And Securities Industry Committee - BASIC

  51. Banking Department

  52. Basel Accord

  53. Basel I

  54. Basel II

  55. Best Bid

  56. Best Practices

  57. Best-Price Rule - Rule 14D-10

  58. Bilateral Credit Limit

  59. Blue Sheets

  60. Boilerplate

  61. Bona Vacantia

  62. British Columbia Securities Commission

  63. Broad Evidence Rule

  64. Brochure Rule

  65. Building Permits

  66. Bundle Of Rights

  67. Business Ethics

  68. Canadian Capital Markets Association - CCMA

  69. Canadian Council Of Insurance Regulators - CCIR 

  70. Canadian Securities Administrators - CSA

  71. Capital Market Line - CML

  72. Cash Flow Statement

  73. Central Registration Depository (CRD)

  74. Chapter 9

  75. Check Clearing For The 21st Century Act - Check 21

  76. Child Support

  77. China Securities Regulatory Commission - CSRC

  78. Civil Damages

  79. Civil Money Penalty - CMP

  80. Clearing House Electronic Subregister System - CHESS

  81. Close Period

  82. Closed-Market Transaction

  83. Cloud On Title

  84. Commercial Code

  85. Commissioner Of Banking

  86. Committee On Payment And Settlement Systems - CPSS

  87. Community Property

  88. Community Reinvestment Act - CRA

  89. Compliance Department

  90. Compliance Examination

  91. Compliance Program

  92. Conditionality

  93. Confession Of Judgment

  94. Confidential Treatment Application

  95. Congress

  96. Consolidated Omnibus Budget Reconciliation Act - COBRA

  97. Construction Lien

  98. Consumer Financial Protection Bureau - CFPB

  99. Continuation Statement

  100. Corporate Charter

  • Showing 1-100 of 668 items
  • 1
  • 2
  • 3
  • ...
  • 7
  • >>
Trading Center