Definitions tagged as

Laws & Regulation

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  1. Consumer Financial Protection Bureau - CFPB

  2. Continuation Statement

  3. Corporate Charter

  4. Corporate Financing Committee

  5. Covered Security

  6. Customer Relationship Management - CRM

  7. Deed

  8. Default Judgment

  9. Deficiency Letter

  10. De Jure Corporation

  11. Delaware Corporation

  12. Delayed Draw Term Loan

  13. Del Credere Agency

  14. Demand Guarantee

  15. Demand Letter

  16. Depository Institutions Act of 1982

  17. Depository Institutions Deregulation Committee – DIDC

  18. Deregulation

  19. Design Patent

  20. Dirks Test

  21. Disclosure

  22. Dividend Drag

  23. Division Of Enforcement

  24. Dodd-Frank Wall Street Reform and Consumer Protection Act

  25. Douglas Amendment

  26. Dual Banking System

  27. Durbin Amendment

  28. Duty

  29. Earnings Management

  30. Effective Date

  31. Electronic Benefit Transfer - EBT

  32. Electronic Blue Sheet - EBS

  33. Electronic Data Gathering, Analysis and Retrieval - EDGAR

  34. Electronic Funds Transfer Act

  35. Emergency Banking Act Of 1933

  36. Employer Identification Number - EIN

  37. Energy Resources Conservation Board - ERCB

  38. Engagement Letter

  39. Environmental Impact Statement

  40. Environmental Protection Agency (EPA)

  41. Equal Employment Opportunity Commission - EEOC

  42. Equitable Relief

  43. Erroneous Trade

  44. Escrow Agreement

  45. Estoppel

  46. European Best Bid And Offer - EBBO

  47. Excess Loans

  48. Exchange Fees

  49. Exculpatory Clause

  50. Exempt Transaction

  51. Facilitating Payment

  52. Fair Debt Collection Practices Act - FDCPA

  53. Fair Funds for Investors

  54. Federal Covered Advisor

  55. Federal Energy Regulatory Commission - FERC

  56. Federal Reserve Regulations

  57. Financial Action Task Force (FATF)

  58. Financial Industry Regulatory Authority - FINRA

  59. Financial Institutions Regulatory Act

  60. Financial Privacy

  61. Financial Responsibility Law

  62. Financial Services Modernization Act Of 1999

  63. FINRA BrokerCheck

  64. First To File Rule

  65. Floating Lien

  66. Food And Drug Administration - FDA

  67. Foreign Bank Supervision Enhancement Act - FBSEA

  68. Foreign Corrupt Practices Act

  69. Foreign Qualification

  70. Form 144

  71. Form 3

  72. Form 4

  73. Form 5

  74. Form T

  75. Full Disclosure

  76. Functional Regulation

  77. Glass-Steagall Act

  78. Green Card

  79. Guardian

  80. Handelsgesetzbuch - HGB

  81. Hell or High Water Contract

  82. Hold Harmless Clause

  83. Hospital Visitation Authorization

  84. Immediate Family

  85. Implied Authority

  86. Implied Contract Terms

  87. Incorporation

  88. Incorporeal Rights

  89. Insider

  90. Insider Buying

  91. Insider Information

  92. Insider Trading

  93. Insider Trading Act of 1988

  94. Insider Trading Sanctions Act Of 1984

  95. Insured Financial Institution

  96. International Banking Act of 1978

  97. International Organization Of Securities Commissions - IOSCO

  98. International Securities Exchange - ISE

  99. Intrastate Offering

  100. Investment Advisors Act Of 1940

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