Definitions tagged as

Laws & Regulation

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  1. Deed

  2. Default Judgment

  3. Deficiency Letter

  4. Del Credere Agency

  5. Delaware Corporation

  6. Delayed Draw Term Loan

  7. Demand Guarantee

  8. Demand Letter

  9. Depository Institutions Act of 1982

  10. Depository Institutions Deregulation Committee – DIDC

  11. Deregulation

  12. Design Patent

  13. Dirks Test

  14. Disclosure

  15. Dividend Drag

  16. Division Of Enforcement

  17. Dodd-Frank Wall Street Reform and Consumer Protection Act

  18. Douglas Amendment

  19. Dual Banking System

  20. Durbin Amendment

  21. Duty

  22. Earnings Management

  23. Effective Date

  24. Electronic Benefit Transfer - EBT

  25. Electronic Blue Sheet - EBS

  26. Electronic Data Gathering, Analysis and Retrieval - EDGAR

  27. Electronic Funds Transfer Act

  28. Emergency Banking Act Of 1933

  29. Employer Identification Number - EIN

  30. Energy Resources Conservation Board - ERCB

  31. Engagement Letter

  32. Environmental Impact Statement

  33. Environmental Protection Agency (EPA)

  34. Equal Employment Opportunity Commission - EEOC

  35. Equitable Relief

  36. Erroneous Trade

  37. Escrow Agreement

  38. Estoppel

  39. European Best Bid And Offer - EBBO

  40. Excess Loans

  41. Exchange Fees

  42. Exculpatory Clause

  43. Exempt Transaction

  44. Facilitating Payment

  45. Fair Debt Collection Practices Act - FDCPA

  46. Fair Funds for Investors

  47. Federal Covered Advisor

  48. Federal Energy Regulatory Commission - FERC

  49. Federal Reserve Regulations

  50. Financial Action Task Force (FATF)

  51. Financial Industry Regulatory Authority - FINRA

  52. Financial Institutions Regulatory Act

  53. Financial Privacy

  54. Financial Responsibility Law

  55. Financial Services Modernization Act Of 1999

  56. FINRA BrokerCheck

  57. First To File Rule

  58. Floating Lien

  59. Food And Drug Administration - FDA

  60. Foreign Bank Supervision Enhancement Act - FBSEA

  61. Foreign Corrupt Practices Act

  62. Foreign Qualification

  63. Form 144

  64. Form 3

  65. Form 4

  66. Form 5

  67. Form T

  68. Full Disclosure

  69. Functional Regulation

  70. Glass-Steagall Act

  71. Green Card

  72. Guardian

  73. Handelsgesetzbuch - HGB

  74. Hell or High Water Contract

  75. Hold Harmless Clause

  76. Hospital Visitation Authorization

  77. Immediate Family

  78. Implied Authority

  79. Implied Contract Terms

  80. Incorporation

  81. Incorporeal Rights

  82. Insider

  83. Insider Buying

  84. Insider Information

  85. Insider Trading

  86. Insider Trading Act of 1988

  87. Insider Trading Sanctions Act Of 1984

  88. Insured Financial Institution

  89. International Banking Act of 1978

  90. International Organization Of Securities Commissions - IOSCO

  91. International Securities Exchange - ISE

  92. Intrastate Offering

  93. Investment Advisors Act Of 1940

  94. Investment Industry Regulatory Organization of Canada - IIROC

  95. Investor Protection Act

  96. IPO Lock-Up

  97. Islamic Financial Services Board - IFSB

  98. ISO 14000

  99. ISO 9000

  100. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

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